EMPIRE RESORTS INC·4/A

Nov 12, 2:09 PM ET

EMPIRE RESORTS INC 4/A

4/A · EMPIRE RESORTS INC · Filed Nov 12, 2015

Insider Transaction Report

Form 4/AAmended
Period: 2015-10-29
D AMATO JOSEPH A
Chief Financial Officer
Transactions
  • Exercise/Conversion

    Common Stock, $.01 par value per share

    2015-10-29$2.79/sh+53,333$148,799212,297 total
  • Disposition to Issuer

    Common Stock, $.01 par value per share

    2015-10-29$4.81/sh39,216$188,629173,081 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2015-10-2953,3330 total
    Exercise: $2.79Exp: 2015-11-08Common Stock, $.01 par value per share (53,333 underlying)
Footnotes (2)
  • [F1]The exercise of the option was net settled with the Company and 30,935 shares of common stock were withheld to pay the exercise price and 8,281 shares of common stock were withheld to pay the applicable tax payments relating to the exercise pursuant to Section 16b-3(e) under the Securities Exchange Act of 1934.
  • [F2]The option was fully vested and exercisable as of January 9, 2013.

Documents

1 file
  • 4
    doc4a.xml

    FORM 4/A SUBMISSION