XTERA COMMUNICATIONS, INC. 4
4 · XTERA COMMUNICATIONS, INC. · Filed Nov 18, 2015
Insider Transaction Report
Form 4
Transactions
- Conversion
Common Stock
2015-11-17+33,445→ 94,921 total - Conversion
Series E-3 Preferred Stock
2015-11-17−10,478,326→ 0 total(indirect: By Trust)→ Common Stock (403,013 underlying) - Conversion
Series B-3 Preferred Stock
2015-11-17−14,449,697→ 0 total(indirect: By Trust)→ Common Stock (555,758 underlying) - Conversion
Series D-3 Preferred Stock
2015-11-17−15,508,757→ 0 total(indirect: By Trust)→ Common Stock (596,491 underlying) - Conversion
Series E-3 Preferred Stock
2015-11-17−869,550→ 0 total→ Common Stock (33,445 underlying) - Purchase
Common Stock
2015-11-17$5.00/sh+600,000$3,000,000→ 694,921 total - Conversion
Series C-3 Preferred Stock
2015-11-17−5,788,364→ 0 total(indirect: By Trust)→ Common Stock (222,630 underlying) - Conversion
Common Stock
2015-11-17+1,777,892→ 1,777,892 total(indirect: By Trust)
Footnotes (3)
- [F1]The Series B-3 Preferred Stock, Series C-3 Preferred Stock, Series D-3 Preferred Stock and Series E-3 Preferred Stock converted into Common Stock on a 26-for-one basis and had no expiration date.
- [F2]This total gives effect to all transactions reported on this Form.
- [F3]Wellcome Trust Investments 2 Unlimited is a wholly owned subsidiary of The Wellcome Trust Limited as Trustee of the Wellcome Trust.