XTERA COMMUNICATIONS, INC. 4
4 · XTERA COMMUNICATIONS, INC. · Filed Nov 18, 2015
Insider Transaction Report
Form 4
HIGGERSON CLIFFORD H
Director
Transactions
- Conversion
Common Stock
2015-11-17+435,324→ 438,477 total - Conversion
Series A-3 Preferred Stock
2015-11-17−2,524,126→ 0 total→ Common Stock (97,082 underlying) - Conversion
Series C-3 Preferred Stock
2015-11-17−393,146→ 0 total→ Common Stock (15,121 underlying) - Conversion
Series E-3 Preferred Stock
2015-11-17−7,470,718→ 0 total→ Common Stock (287,336 underlying) - Conversion
Series B-3 Preferred Stock
2015-11-17−231,195→ 0 total→ Common Stock (8,893 underlying) - Conversion
Series D-3 Preferred Stock
2015-11-17−699,190→ 0 total→ Common Stock (26,892 underlying)
Footnotes (1)
- [F1]The Series A-3 Preferred Stock, Series B-3 Preferred Stock, Series C-3 Preferred Stock, Series D-3 Preferred Stock and Series E-3 Preferred Stock converted into Common Stock on a 26-for-one basis and had no expiration date.