OCULAR THERAPEUTIX, INC 4
4 · OCULAR THERAPEUTIX, INC · Filed Nov 18, 2015
Insider Transaction Report
Form 4
Sawhney Amarpreet
DirectorPresident and CEO10% Owner
Transactions
- Purchase
Common Stock
2015-11-17$8.25/sh+10,000$82,500→ 563,733 total
Holdings
- 379,419(indirect: See Footnote)
Common Stock
- 189,393(indirect: See Footnote)
Common Stock
- 846,377(indirect: See Footnote)
Common Stock
- 471,784(indirect: See Footnote)
Common Stock
- 71,969(indirect: See Footnote)
Common Stock
Footnotes (5)
- [F1]The securities are directly held by Incept, LLC. The Reporting Person is a general partner of Incept, LLC. The Reporting Person expressly disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein.
- [F2]The securities are directly held by the Sangam Trust. The Reporting Person and his immediate family members are beneficiaries of the Sangam Trust. The Reporting Person expressly disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein.
- [F3]The securities are directly held by the SAFIGS Trust. The Reporting Person's immediate family members are beneficiaries of the SAFIGS Trust. The Reporting Person expressly disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein.
- [F4]The securities are directly held by the Sawhney Family Dynasty Trust. The Reporting Person's immediate family members are beneficiaries of the Sawhney Family Dynasty Trust. The Reporting Person expressly disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein.
- [F5]The securities are directly held by the Amarpreet S. Sawhney 2014 GRAT. The Reporting Person and his immediate family members are beneficiaries of the Amar S. Sawhney 2014 GRAT. The Reporting Person expressly disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein.