HOME BANCSHARES INC 4

4 · HOME BANCSHARES INC · Filed Nov 19, 2015

Insider Transaction Report

Form 4

Period: 2015-11-17

HOME BANCSHARES INCHOMB

Birch Robert F Jr

Twin City Bank President & CEO

Transactions

Exercise/Conversion
Performance Stock Option
2015-11-17−4,000→ 25,651 total
Exercise: $5.54From: 2010-01-01Exp: 2016-03-13→ Common Stock (4,000 underlying)
Exercise/Conversion
Common Stock
2015-11-17$5.54/sh+4,000$22,160→ 132,107.157 total(indirect: By Trust)
Sale
Common Stock
2015-11-17$44.44/sh−4,000$177,766→ 128,107.157 total(indirect: By Trust)

Holdings

Common Stock - Restricted
5,000
Common Stock - Performance Based
9,000
Common Stock
16,460.439
Common Stock
(indirect: By 401(k))
30,497.16
Common Stock
(indirect: By Spouse)
1,402.75
Performance Stock Option
Exercise: $36.91Exp: 2025-08-23→ Common Stock (20,000 underlying)
20,000

Footnotes (9)

[F1]Includes 516.006 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
[F2]Restricted Stock granted on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third anniversary of the award date.
[F3]Restricted Stock granted on August 2, 2012 "cliff" vested 100% three years from award date.
[F4]The Performance Stock awarded on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.
[F5]The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal was met on September 30, 2013 and will therefore "cliff" vest 100% on September 30, 2016.
[F6]Includes 121.073 shares acquired by the Home BancShares, Inc. 401(k) Plan since the last filing.
[F7]Includes 82.3467 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
[F8]Includes 23.5810 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
[F9]Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 will become exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION