YODLEE INC 4
4 · YODLEE INC · Filed Nov 23, 2015
Insider Transaction Report
Form 4
YODLEE INCYDLE
Armsby Michael
Chief Financial Officer
Transactions
- Disposition to Issuer
Restricted Stock Unit
2015-11-19−6,445→ 0 totalExercise: $0.00From: 2015-05-15Exp: 2019-05-15→ Common Stock (6,445 underlying) - Disposition to Issuer
Right to Buy (Common Stock
2015-11-19−337,082→ 0 totalExercise: $8.50From: 2014-04-25Exp: 2023-04-30→ Common Stock (337,082 underlying) - Disposition to Issuer
Restricted Stock Unit
2015-11-19−37,900→ 0 totalExercise: $0.00From: 2015-11-19Exp: 2020-02-24→ Common Stock (37,900 underlying) - Disposition to Issuer
Right to Buy (Common Stock
2015-11-19−31,440→ 0 totalExercise: $12.00From: 2014-04-30Exp: 2024-04-01→ Common Stock (31,440 underlying) - Disposition to Issuer
Right to Buy (Common Stock
2015-11-19−91,800→ 0 totalExercise: $13.00From: 2015-03-24Exp: 2025-03-02→ Common Stock (91,800 underlying)
Footnotes (6)
- [F1]Pursuant to the terms of the Agreement and Plan of Merger dated August 10, 2015 by and among Envestnet, Inc. ("Envestnet"), Yale Merger Corp ("Merger Sub") and the Issuer (the "Merger Agreement"), Merger Sub merged with and into the Issuer (the "Merger") the vested portion of this option covering 224,580 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 162,530 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 62,050 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $714,195.50 and (ii) 11,721 shares of Envestnet common stock. The unvested portion of this option covering 112,502 shares of Issuer common stock was assumed and exchanged for an award of 31,957 restricted shares of Envestnet common stock.
- [F2]Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this option covering 17,193 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 14,292 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 2,901 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $33,390.51 and (ii) 548 shares of Envestnet common stock. The unvested portion of this option covering 14,247 shares of Issuer common stock was assumed and exchanged for an award of 2,472 restricted shares of Envestnet common stock.
- [F3]Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this option covering 34,425 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 29,674 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 4,751 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $54,684.01 and (ii) 897 shares of Envestnet common stock. The unvested portion of this option covering 57,375 shares of Issuer common stock was assumed and exchanged for an award of 8,140 restricted shares of Envestnet common stock.
- [F4]Represents par value of Issuer's common stock.
- [F5]Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this restricted stock unit covering 1,611 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 745 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 866 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $9,967.66 and (ii) 164 shares of Envestnet common stock. The unvested portion of this restricted stock unit covering 4,834 shares of Issuer common stock was assumed and exchanged for an award of 2,672 restricted shares of Envestnet common stock.
- [F6]Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this restricted stock unit covering 9,475 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 4,383 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 5,092 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $58,608.92 and (ii) 962 shares of Envestnet common stock. The unvested portion of this restricted stock unit covering 28,425 shares of Issuer common stock was assumed and exchanged for an award of 15,708 restricted shares of Envestnet common stock.