YODLEE INC 4

Accession 0000899243-15-008776

CIK 0001161315operating

View on SEC.gov Company Profile

Filed

Nov 22, 7:00 PM ET

Accepted

Nov 23, 8:33 PM ET

Size

30.5 KB

Accession

0000899243-15-008776

Insider Transaction Report

Form 4

Period: 2015-11-19

YODLEE INCYDLE

HARRIS WILLIAM H JR

Director

Transactions

Disposition to Issuer
Right to Buy (Common Stock
2015-11-19−8,815→ 0 total
Exercise: $12.00From: 2015-05-15Exp: 2023-04-09→ Common Stock (8,815 underlying)
Disposition from Tender
Common Stock
2015-11-19$11.51/sh−39,409$453,598→ 0 total
Disposition to Issuer
Right to Buy (Common Stock
2015-11-19−5,000→ 0 total
Exercise: $3.30From: 2006-04-01Exp: 2016-03-16→ Common Stock (5,000 underlying)
Disposition to Issuer
Right to Buy (Common Stock
2015-11-19−5,142→ 0 total
Exercise: $3.30From: 2009-05-29Exp: 2019-04-29→ Common Stock (5,142 underlying)
Disposition to Issuer
Right to Buy (Common Stock
2015-11-19−3,347→ 0 total
Exercise: $6.30From: 2011-04-23Exp: 2021-03-23→ Common Stock (3,347 underlying)
Disposition to Issuer
Right to Buy (Common Stock
2015-11-19−5,514→ 0 total
Exercise: $4.40From: 2010-03-02Exp: 2020-02-01→ Common Stock (5,514 underlying)
Disposition to Issuer
Right to Buy (Common Stock
2015-11-19−7,182→ 0 total
Exercise: $6.90From: 2012-06-16Exp: 2022-05-16→ Common Stock (7,182 underlying)
Disposition to Issuer
Right to Buy (Common Stock
2015-11-19−11,434→ 0 total
Exercise: $14.19From: 2015-11-19Exp: 2025-06-01→ Common Stock (11,434 underlying)
Disposition to Issuer
Right to Buy (Common Stock
2015-11-19−7,500→ 0 total
Exercise: $8.50From: 2013-05-01Exp: 2023-04-09→ Common Stock (7,500 underlying)
Disposition to Issuer
Restricted Stock Unit
2015-11-19−3,177→ 0 total
Exercise: $0.00From: 2015-11-19Exp: 2016-05-21→ Common Stock (3,177 underlying)

Footnotes (11)

[F1]Pursuant to the terms of the Agreement and Plan of Merger dated August 10, 2015 by and among Envestnet, Inc. ("Envestnet"), Yale Merger Corp ("Merger Sub") and the Issuer (the "Merger Agreement"), Merger Sub merged with and into the Issuer (the "Merger"), and the Reporting Person received $453,597.59 and 7,444 shares of Envestnet Common Stock.
[F10]Represents par value of YDLE common stock.
[F11]Pursuant to the terms of the Merger Agreement and in connection with the Merger, this restricted stock unit was not assumed by Envestnet and 3,177 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $36,567.27 and (ii) 600 shares of Envestnet common stock.
[F2]Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 943 shares of Issuer common stock were withheld to satisfy the applicable exercise price, and 4,057 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $46,696.07 and (ii) 766 shares of Envestnet common stock.
[F3]Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 970 shares of Issuer common stock were withheld to satisfy the applicable exercise price, and4,172 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $48,019.72 and (ii)788 shares of Envestnet common stock.
[F4]Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 1,387 shares of Issuer common stock were withheld to satisfy the applicable exercise price, and 4,127 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $47,501.77 and (ii) 780 shares of Envestnet common stock.
[F5]Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 1,206 shares of Issuer common stock were withheld to satisfy the applicable exercise price, and 2,141 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $24,642.91 and (ii) 404shares of Envestnet common stock.
[F6]As a result of the Merger, the option became fully vested and exercisable. Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 2,833 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations, and 4,349 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $50,056.99 and (ii) 822 shares of Envestnet common stock.
[F7]As a result of the Merger, the option became fully vested and exercisable. Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 3,645 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations, and 3,855 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $44,371.05 and (ii) 728 shares of Envestnet common stock.
[F8]As a result of the Merger, the option became fully vested and exercisable. Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 6,048shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations, and 2,767 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $31,848.17 and (ii) 523 shares of Envestnet common stock.
[F9]As a result of the Merger, the option became fully vested and exercisable. Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 9,277 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations, and 2,157 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $24,827.07 and (ii) 407 shares of Envestnet common stock.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

YODLEE INC

CIK 0001161315

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001161315

Filing Metadata

Form type: 4
Filed: Nov 22, 7:00 PM ET
Accepted: Nov 23, 8:33 PM ET
Size: 30.5 KB

View on SEC.gov