YODLEE INC 4

Accession 0000899243-15-008778

CIK 0001161315operating

View on SEC.gov Company Profile

Filed

Nov 22, 7:00 PM ET

Accepted

Nov 23, 8:39 PM ET

Size

31.8 KB

Accession

0000899243-15-008778

Insider Transaction Report

Form 4

Period: 2015-11-19

YODLEE INCYDLE

CROWELL GAYLE A

Director

Transactions

Disposition to Issuer
Right to Buy (Common Stock
2015-11-19−5,000→ 0 total
Exercise: $6.30From: 2011-04-23Exp: 2021-03-23→ Common Stock (5,000 underlying)
Disposition to Issuer
Right to Buy (Common Stock
2015-11-19−8,815→ 0 total
Exercise: $12.00From: 2015-05-15Exp: 2023-04-09→ Common Stock (8,815 underlying)
Disposition to Issuer
Right to Buy (Common Stock
2015-11-19−10,000→ 0 total
Exercise: $3.30From: 2009-05-29Exp: 2019-04-29→ Common Stock (10,000 underlying)
Disposition from Tender
Common Stock
2015-11-19$11.51/sh−17,209$198,076→ 0 total
Disposition to Issuer
Right to Buy (Common Stock
2015-11-19−11,434→ 0 total
Exercise: $14.19From: 2015-11-19Exp: 2025-06-01→ Common Stock (11,434 underlying)
Disposition from Tender
Common Stock
2015-11-19$11.51/sh−10,500$120,855→ 0 total(indirect: By Trust)
Disposition to Issuer
Right to Buy (Common Stock
2015-11-19−10,000→ 0 total
Exercise: $3.30From: 2006-04-01Exp: 2016-03-16→ Common Stock (10,000 underlying)
Disposition to Issuer
Right to Buy (Common Stock
2015-11-19−10,000→ 0 total
Exercise: $4.40From: 2010-03-02Exp: 2020-02-01→ Common Stock (10,000 underlying)
Disposition to Issuer
Right to Buy (Common Stock
2015-11-19−7,500→ 0 total
Exercise: $6.90From: 2012-06-16Exp: 2022-05-16→ Common Stock (7,500 underlying)
Disposition to Issuer
Right to Buy (Common Stock
2015-11-19−7,500→ 0 total
Exercise: $8.50From: 2013-05-01Exp: 2023-04-09→ Common Stock (7,500 underlying)
Disposition to Issuer
Restricted Stock Unit
2015-11-19−3,177→ 0 total
Exercise: $0.00From: 2015-11-19Exp: 2016-06-01→ Common Stock (3,177 underlying)

Footnotes (13)

[F1]Pursuant to the terms of the Agreement and Plan of Merger dated August 10, 2015 by and among Envestnet, Inc. ("Envestnet"), Yale Merger Corp ("Merger Sub") and the Issuer (the "Merger Agreement"), Merger Sub merged with and into the Issuer (the "Merger"), and the Reporting Person received $120,855.00 and 1,983 shares of Envestnet Common Stock.
[F10]Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 6,048 shares of Issuer common stock were withheld to satisfy the applicable exercise price, and 2,767 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $31,848.17 and (ii) 523 shares of Envestnet common stock.
[F11]Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 9,276 shares of Issuer common stock were withheld to satisfy the applicable exercise price, and 2,158 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $24,838.58 and (ii) 408 shares of Envestnet common stock.
[F12]Represents par value of YDLE common stock.
[F13]Pursuant to the terms of the Merger Agreement and in connection with the Merger, this restricted stock unit was not assumed by Envestnet and 3,177 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $36,567.27 and (ii) 600 shares of Envestnet common stock.
[F2]The shares are held directly by a trust of which the reporting person is a trustee and beneficial owner.
[F3]Pursuant to the terms of the Merger Agreement and in connection with the Merger, the Reporting Person received $198,075.59 and 3,250 shares of Envestnet Common Stock.
[F4]Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 1,887 shares of Issuer common stock were withheld to satisfy the applicable exercise price, and 8,113 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $93,380.63 and (ii) 1,533 shares of Envestnet common stock.
[F5]Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 1,887 shares of Issuer common stock were withheld to satisfy the applicable exercise price, and 8,113 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $93,380.63 and (ii) 1,533 shares of Envestnet common stock.
[F6]Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 2,516 shares of Issuer common stock were withheld to satisfy the applicable exercise price, and 7,484 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $86,140.84 and (ii) 1,414 shares of Envestnet common stock.
[F7]Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 1,801 shares of Issuer common stock were withheld to satisfy the applicable exercise price, and 3,199 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $36,820.49 and (ii) 604 shares of Envestnet common stock.
[F8]Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 2,959 shares of Issuer common stock were withheld to satisfy the applicable exercise price, and 4,541 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $52,266.91 and (ii) 858 shares of Envestnet common stock.
[F9]Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 3,645 shares of Issuer common stock were withheld to satisfy the applicable exercise price, and 3,855 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $44,371.05 and (ii) 728 shares of Envestnet common stock.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

YODLEE INC

CIK 0001161315

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001161315

Filing Metadata

Form type: 4
Filed: Nov 22, 7:00 PM ET
Accepted: Nov 23, 8:39 PM ET
Size: 31.8 KB

View on SEC.gov