4//SEC Filing
YODLEE INC 4
Accession 0000899243-15-008780
CIK 0001161315operating
Filed
Nov 22, 7:00 PM ET
Accepted
Nov 23, 9:05 PM ET
Size
18.9 KB
Accession
0000899243-15-008780
Insider Transaction Report
Form 4
YODLEE INCYDLE
WARBURG PINCUS PRIVATE EQUITY VIII L P
Director10% Owner
Transactions
- Disposition from Tender
Common Stock
2015-11-19$11.51/sh−8,160,691$93,929,553→ 0 total(indirect: By Partnership)
WARBURG PINCUS & CO
Director10% Owner
Transactions
- Disposition from Tender
Common Stock
2015-11-19$11.51/sh−8,160,691$93,929,553→ 0 total(indirect: By Partnership)
LANDY JOSEPH
10% Owner
Transactions
- Disposition from Tender
Common Stock
2015-11-19$11.51/sh−8,160,691$93,929,553→ 0 total(indirect: By Partnership)
Warburg Pincus Partners, L.P.
Director10% Owner
Transactions
- Disposition from Tender
Common Stock
2015-11-19$11.51/sh−8,160,691$93,929,553→ 0 total(indirect: By Partnership)
KAYE CHARLES R
10% Owner
Transactions
- Disposition from Tender
Common Stock
2015-11-19$11.51/sh−8,160,691$93,929,553→ 0 total(indirect: By Partnership)
Warburg Pincus Partners GP LLC
Director10% Owner
Transactions
- Disposition from Tender
Common Stock
2015-11-19$11.51/sh−8,160,691$93,929,553→ 0 total(indirect: By Partnership)
WARBURG PINCUS LLC
10% Owner
Transactions
- Disposition from Tender
Common Stock
2015-11-19$11.51/sh−8,160,691$93,929,553→ 0 total(indirect: By Partnership)
Footnotes (6)
- [F1]Pursuant to the terms of the Agreement and Plan of Merger dated August 10, 2015 by and among Envestnet, Inc. ("Envestnet"), Yale Merger Corp ("Merger Sub") and the Issuer (the "Merger Agreement"), Merger Sub merged with and into the Issuer (the "Merger"), and the Reporting Person received $93,929,601.83 and 1,541,553 shares of Envestnet Common Stock.
- [F2]Shares are held directly by Warburg Pincus Private Equity VIII L.P., a Delaware limited partnership ("WP VIII") and two of its affiliates (i) WP-WP VIII Investors, L.P., a Delaware limited partnership ("WP VIII Investors") and (ii) Warburg Pincus Netherlands Private Equity VIII I C.V., a company incorporated under the laws of the Netherlands ("WP VIII Netherlands", WP VIII and WP VIII Investors, the "WP VIII Funds").
- [F3]The stockholders are Warburg Pincus Private Equity VIII, L.P., a Delaware limited partnership ("WP VIII"), and its two affiliated funds, Warburg Pincus Netherlands Private Equity VIII C.V. I, a Netherlands commanditaire vennootschap ("WP VIII Netherlands"), and WP-WPVIII Investors, L.P., a Delaware limited partnership ("WP VIII Investors", and together with WP VIII and WP VIII Netherlands, the "WP VIII Funds"). WP-WPVIII Investors GP L.P., a Delaware limited partnership ("WP VIII Investors GP"), is the general partner of WP VIII Investors. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP VIII Investors GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is (i) the managing member of WPP GP, and (ii) the general partner of WP VIII and WP VIII Netherlands.
- [F4](Continued form footnote 3) Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WP VIII Funds. Charles R. Kaye and Joseph P. Landy are Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus Reporting Persons (as defined below). Messrs. Kaye and Landy disclaim beneficial ownership of all shares held by the Warburg Pincus Reporting Persons (as defined below).
- [F5]Each of Messrs. Kaye and Landy, together with the WP VIII Funds, WP VIII GP, WP VIII Investors LLC, WP Partners, WP GP LLC, WP LLC and WP are collectively referred to herein as the "Warburg Pincus Reporting Persons". Each Warburg Pincus Reporting Person disclaims beneficial ownership with respect to any shares of Common Stock of the Issuer, except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, any of the reporting persons is the beneficial ownership of these securities. The WP VIII Funds, WP VIII GP, WP Partners, WP GP LLC and WP are directors by deputization solely for purposes of Section 16 of the Exchange Act.
- [F6]Information with respect to each of the Warburg Pincus Reporting Persons is given solely by such Warburg Pincus Reporting Person, and no Warburg Pincus Reporting Person has responsibility for the accuracy or completeness of information supplied by another Warburg Pincus Reporting Person.
Documents
Issuer
YODLEE INC
CIK 0001161315
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001161315
Filing Metadata
- Form type
- 4
- Filed
- Nov 22, 7:00 PM ET
- Accepted
- Nov 23, 9:05 PM ET
- Size
- 18.9 KB