4//SEC Filing
Fortress Investment Group LLC 4
Accession 0000899243-15-008841
CIK 0001380393operating
Filed
Nov 23, 7:00 PM ET
Accepted
Nov 24, 5:46 PM ET
Size
15.6 KB
Accession
0000899243-15-008841
Insider Transaction Report
Form 4
Novogratz Michael
DirectorPresident and Director10% Owner
Transactions
- Disposition to Issuer
Fortress Operating Group Units
2015-11-24$4.50/sh−6,067,000$27,301,500→ 0 total(indirect: By Trust)→ Class A Shares (6,067,000 underlying) - Disposition to Issuer
Fortress Operating Group Units
2015-11-24$4.50/sh−2,085,000$9,382,500→ 0 total(indirect: By Trust)→ Class A Shares (2,085,000 underlying) - Disposition to Issuer
Fortress Operating Group Units
2015-11-24$4.50/sh−2,358,949$10,615,271→ 0 total(indirect: By Trust)→ Class A Shares (2,358,949 underlying) - Disposition to Issuer
Fortress Operating Group Units
2015-11-24$4.50/sh−42,970,021$193,365,095→ 0 total→ Class A Shares (42,970,021 underlying) - Disposition to Issuer
Fortress Operating Group Units
2015-11-24$4.50/sh−3,336,065$15,012,293→ 0 total(indirect: By Trust)→ Class A Shares (3,336,065 underlying)
Footnotes (2)
- [F1]A "Fortress Operating Group Unit" represents one limited partner interest in each of Fortress Operating Entity I LP, FOE II (New) LP, and Principal Holdings I LP. The Reporting Person has the right, exercisable from time to time, to exchange each Fortress Operating Group Unit for one Class A share of the issuer; provided, that one Class B share of the issuer (which has no economic interest in the issuer) is concurrently delivered to the issuer for cancellation. The Reporting Person owns Class B shares in the same amount as the Reporting Person's Fortress Operating Group Units. Such shares represent no economic interest in the issuer and are not separately reported herein. The Fortress Operating Group Units have no expiration date.
- [F2]The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
Documents
Issuer
Fortress Investment Group LLC
CIK 0001380393
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001380393
Filing Metadata
- Form type
- 4
- Filed
- Nov 23, 7:00 PM ET
- Accepted
- Nov 24, 5:46 PM ET
- Size
- 15.6 KB