HOME BANCSHARES INC 4

4 · HOME BANCSHARES INC · Filed Nov 25, 2015

Form 4

Period: 2015-11-23

President and CLO

Transactions

Holdings

Common Stock
(indirect: By 401(k))
2,511.847
Common Stock
(indirect: By IRA)
3,564
Common Stock - Performance Based
14,000
Performance Stock Option
Exercise: $36.91Exp: 2025-08-23→ Common Stock (50,000 underlying)
50,000
Common Stock - Restricted
10,000

Footnotes (5)

[F1]The Performance Stock awarded on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.
[F2]The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal was met on September 30, 2013 and will therefore "cliff" vest 100% on September 30, 2016.
[F3]Restricted Stock granted on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third anniversary of the award date.
[F4]Includes 9.972 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
[F5]Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 will become exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.

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