Home/Filings/4/0000899243-15-009285

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DUNE ENERGY INC 4

Accession 0000899243-15-009285

CIK 0001092839operating

View on SEC.gov Company Profile

Filed

Dec 2, 7:00 PM ET

Accepted

Dec 3, 8:50 PM ET

Size

56.9 KB

Accession

0000899243-15-009285

Insider Transaction Report

Form 4

Period: 2015-09-30

DUNE ENERGY INCDUNR

BlueMountain Guadalupe Peak Fund L.P.

10% Owner

Transactions

Other
Common Stock
2015-09-30−3,006,362→ 0 total
Other
Common Stock
2015-09-30−9,166,258→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−3,486,242→ 0 total
Other
Common Stock
2015-09-30−3,006,362→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−799,572→ 0 total
Other
Common Stock
2015-09-30−1,401,134→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−8,695→ 0 total
Other
Common Stock
2015-09-30−3,076,102→ 0 total
Other
Common Stock
2015-09-30−2,846,056→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−15,088,416→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−3,486,242→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−799,572→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−1,401,134→ 0 total
Other
Common Stock
2015-09-30−464,253→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−8,695→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−464,253→ 0 total
Other
Common Stock
2015-09-30−2,846,056→ 0 total

Blue Mountain Credit Alternatives Master Fund L.P.

10% Owner

Transactions

Other
Common Stock
2015-09-30−799,572→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−8,695→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−799,572→ 0 total
Other
Common Stock
2015-09-30−2,846,056→ 0 total
Other
Common Stock
2015-09-30−3,486,242→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−464,253→ 0 total
Other
Common Stock
2015-09-30−2,846,056→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−15,088,416→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−1,401,134→ 0 total
Other
Common Stock
2015-09-30−3,076,102→ 0 total
Other
Common Stock
2015-09-30−3,486,242→ 0 total
Other
Common Stock
2015-09-30−3,006,362→ 0 total
Other
Common Stock
2015-09-30−8,695→ 0 total
Other
Common Stock
2015-09-30−464,253→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−9,166,258→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−3,006,362→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−1,401,134→ 0 total(indirect: Footnotes)

BlueMountain Distressed GP, LLC

10% Owner

Transactions

Other
Common Stock
2015-09-30−3,006,362→ 0 total
Other
Common Stock
2015-09-30−799,572→ 0 total
Other
Common Stock
2015-09-30−15,088,416→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−3,486,242→ 0 total
Other
Common Stock
2015-09-30−799,572→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−1,401,134→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−3,486,242→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−3,006,362→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−464,253→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−2,846,056→ 0 total
Other
Common Stock
2015-09-30−9,166,258→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−1,401,134→ 0 total
Other
Common Stock
2015-09-30−8,695→ 0 total
Other
Common Stock
2015-09-30−3,076,102→ 0 total
Other
Common Stock
2015-09-30−8,695→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−464,253→ 0 total
Other
Common Stock
2015-09-30−2,846,056→ 0 total(indirect: Footnotes)

BlueMountain Long/Short Credit GP, LLC

10% Owner

Transactions

Other
Common Stock
2015-09-30−799,572→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−464,253→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−464,253→ 0 total
Other
Common Stock
2015-09-30−2,846,056→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−3,006,362→ 0 total
Other
Common Stock
2015-09-30−1,401,134→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−15,088,416→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−3,486,242→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−3,006,362→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−799,572→ 0 total
Other
Common Stock
2015-09-30−1,401,134→ 0 total
Other
Common Stock
2015-09-30−3,076,102→ 0 total
Other
Common Stock
2015-09-30−2,846,056→ 0 total
Other
Common Stock
2015-09-30−9,166,258→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−3,486,242→ 0 total
Other
Common Stock
2015-09-30−8,695→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−8,695→ 0 total

BlueMountain Capital Management, LLC

10% Owner

Transactions

Other
Common Stock
2015-09-30−3,486,242→ 0 total
Other
Common Stock
2015-09-30−2,846,056→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−2,846,056→ 0 total
Other
Common Stock
2015-09-30−1,401,134→ 0 total
Other
Common Stock
2015-09-30−3,486,242→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−3,006,362→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−1,401,134→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−8,695→ 0 total
Other
Common Stock
2015-09-30−464,253→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−3,076,102→ 0 total
Other
Common Stock
2015-09-30−15,088,416→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−9,166,258→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−799,572→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−8,695→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−464,253→ 0 total
Other
Common Stock
2015-09-30−3,006,362→ 0 total
Other
Common Stock
2015-09-30−799,572→ 0 total

BlueMountain GP Holdings, LLC

10% Owner

Transactions

Other
Common Stock
2015-09-30−9,166,258→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−3,006,362→ 0 total
Other
Common Stock
2015-09-30−8,695→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−464,253→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−2,846,056→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−15,088,416→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−3,486,242→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−799,572→ 0 total
Other
Common Stock
2015-09-30−3,486,242→ 0 total
Other
Common Stock
2015-09-30−3,006,362→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−799,572→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−1,401,134→ 0 total
Other
Common Stock
2015-09-30−8,695→ 0 total
Other
Common Stock
2015-09-30−1,401,134→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−464,253→ 0 total
Other
Common Stock
2015-09-30−3,076,102→ 0 total
Other
Common Stock
2015-09-30−2,846,056→ 0 total

Blue Mountain CA Master Fund GP, Ltd.

10% Owner

Transactions

Other
Common Stock
2015-09-30−15,088,416→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−3,006,362→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−799,572→ 0 total
Other
Common Stock
2015-09-30−464,253→ 0 total
Other
Common Stock
2015-09-30−464,253→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−2,846,056→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−3,486,242→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−3,486,242→ 0 total
Other
Common Stock
2015-09-30−3,006,362→ 0 total
Other
Common Stock
2015-09-30−1,401,134→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−8,695→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−2,846,056→ 0 total
Other
Common Stock
2015-09-30−3,076,102→ 0 total
Other
Common Stock
2015-09-30−9,166,258→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−799,572→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−1,401,134→ 0 total
Other
Common Stock
2015-09-30−8,695→ 0 total

BlueMountain Credit Opportunities GP I, LLC

10% Owner

Transactions

Other
Common Stock
2015-09-30−3,486,242→ 0 total
Other
Common Stock
2015-09-30−8,695→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−464,253→ 0 total
Other
Common Stock
2015-09-30−2,846,056→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−9,166,258→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−1,401,134→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−464,253→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−2,846,056→ 0 total
Other
Common Stock
2015-09-30−3,486,242→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−3,006,362→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−799,572→ 0 total
Other
Common Stock
2015-09-30−1,401,134→ 0 total
Other
Common Stock
2015-09-30−8,695→ 0 total
Other
Common Stock
2015-09-30−15,088,416→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−3,006,362→ 0 total
Other
Common Stock
2015-09-30−3,076,102→ 0 total
Other
Common Stock
2015-09-30−799,572→ 0 total(indirect: Footnotes)

BlueMountain Credit Opportunities Master Fund I L.P.

10% Owner

Transactions

Other
Common Stock
2015-09-30−1,401,134→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−3,006,362→ 0 total
Other
Common Stock
2015-09-30−8,695→ 0 total
Other
Common Stock
2015-09-30−15,088,416→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−1,401,134→ 0 total
Other
Common Stock
2015-09-30−8,695→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−3,486,242→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−799,572→ 0 total
Other
Common Stock
2015-09-30−3,076,102→ 0 total
Other
Common Stock
2015-09-30−799,572→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−9,166,258→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−3,486,242→ 0 total
Other
Common Stock
2015-09-30−2,846,056→ 0 total
Other
Common Stock
2015-09-30−3,006,362→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−464,253→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−464,253→ 0 total
Other
Common Stock
2015-09-30−2,846,056→ 0 total(indirect: Footnotes)

BlueMountain Distressed Master Fund L.P.

10% Owner

Transactions

Other
Common Stock
2015-09-30−1,401,134→ 0 total
Other
Common Stock
2015-09-30−464,253→ 0 total
Other
Common Stock
2015-09-30−3,076,102→ 0 total
Other
Common Stock
2015-09-30−15,088,416→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−3,006,362→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−799,572→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−799,572→ 0 total
Other
Common Stock
2015-09-30−2,846,056→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−9,166,258→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−3,486,242→ 0 total
Other
Common Stock
2015-09-30−3,006,362→ 0 total
Other
Common Stock
2015-09-30−1,401,134→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−8,695→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−8,695→ 0 total
Other
Common Stock
2015-09-30−2,846,056→ 0 total
Other
Common Stock
2015-09-30−3,486,242→ 0 total(indirect: Footnotes)
Other
Common Stock
2015-09-30−464,253→ 0 total(indirect: Footnotes)

Footnotes (7)

[F1]The filing of this Form 4 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings (as defined in Footnote 5) or the General Partners (as defined in Footnote 5) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.001 per share (the "Common Stock"), of Dune Energy, Inc. (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its respective pecuniary interest.
[F2]BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which prior to the cancellation of the Common Stock was a beneficial owner thereof; (ii) BlueMountain Distressed Master Fund L.P. ("BMD"), which prior to the cancellation of the Common Stock was a beneficial owner thereof; (iii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which prior to the cancellation of the Common Stock was a beneficial owner thereof; (iv) BlueMountain Credit Opportunities Master Fund I L.P. ("BMCO"), which prior to the cancellation of the Common Stock was a beneficial owner thereof; (v) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which prior to the cancellation of the Common Stock was a beneficial owner thereof; (vi) BlueMountain Strategic Credit Master Fund L.P. ("BMSC" and, together with BMCA, BMD, BMGP, BMCO and BMKH, the "Partnerships"), which prior to the cancellation of the Common Stock was a beneficial owner thereof;
[F3](vii) BlueMountain Timberline Ltd. ("BMT"),which prior to the cancellation of the Common Stock was a beneficial owner thereof; and (viii) BlueMountain Montenvers Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships and BMT, the "Funds"), which prior to the cancellation of the Common Stock was a beneficial owner thereof. BMCM, although it directed the voting and disposition of the Common Stock held by the Funds, only received an asset-based fee relating to the Common Stock held by the Funds.
[F4](i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and had an indirect profits interest in the Common Stock beneficially owned by it; (ii) BlueMountain Distressed GP, LLC ("BMD GP") is the general partner of BMD and had an indirect profits interest in the Common Stock beneficially owned by it; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and had an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Credit Opportunities GP I, LLC ("BMCO GP") is the general partner of BMCO and had an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and had an indirect profits interest in the Common Stock beneficially owned by it;
[F5](vi) BlueMountain Strategic Credit GP, LLC ("BMSC GP" and, together with BMCA GP, BMD GP, BMGP GP, BMCO GP and BMKH GP, the "General Partners") is the general partner of BMSC and had an indirect profits interest in the Common Stock beneficially owned by it; and (vii) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and had an indirect profits interest in the Common Stock beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus had an indirect profits interest in the Common Stock beneficially owned by the Partnerships. BMCM is the sole owner of BMM GP and thus had an indirect profits interest in the Common Stock beneficially owned by BMM.
[F6]As disclosed on the Issuer's Form 8-K filed on October 1, 2015, on September 30, 2015, the effective date of the Chapter 11 Plan of the Issuer and its subsidiaries dated September 18, 2015, all shares of Common Stock were cancelled without further act.
[F7]The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Form 4 for certain additional Reporting Persons is being filed separately and simultaneously with this Form 4 due to the limitation of ten Reporting Persons per filing.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

DUNE ENERGY INC

CIK 0001092839

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001092839

Filing Metadata

Form type: 4
Filed: Dec 2, 7:00 PM ET
Accepted: Dec 3, 8:50 PM ET
Size: 56.9 KB

View on SEC.gov