CECO ENVIRONMENTAL CORP 4
4 · CECO ENVIRONMENTAL CORP · Filed Dec 7, 2015
Insider Transaction Report
Form 4
Pollack Jonathan
Director
Transactions
- Purchase
Common Stock
2015-12-04$7.79/sh+7,000$54,529→ 49,500 total(indirect: See footnote)
Holdings
- 2,300(indirect: By Spouse)
Common Stock
- 9,676
Common Stock
Footnotes (2)
- [F1]These shares are owned directly by JMP FAM Holdings Inc., and indirectly by Jonathan Pollack. Jonathan Pollack is deemed to control JMP FAM Holdings Inc. because he has sole voting and dispositive power of the shares of common stock of the Issuer owned directly by JMP FAM Holdings Inc.
- [F2]Prior Section 16 reports had included 42,500 shares that were reported as being both directly and indirectly owned by Jonathan Pollack. Such shares, however, are not owned directly by Jonathan Pollack, but instead are owned only indirectly by Mr. Pollack. See Footnote (1) above.