4//SEC Filing
NexPoint Credit Strategies Fund 4
Accession 0000899243-15-010465
$NXDTCIK 0001356115operating
Filed
Dec 28, 7:00 PM ET
Accepted
Dec 29, 4:56 PM ET
Size
13.9 KB
Accession
0000899243-15-010465
Insider Transaction Report
Form 4
DONDERO NANCY MARIE
10% Owner
Transactions
- Sale
Common Stock
2015-12-24−0→ 589,800.062 total(indirect: See Footnote)
Holdings
- 16,047.761(indirect: By employee benefit plan)
Common Stock
- 3,701.12
Common Stock
- 37,176.105(indirect: By Trust)
Common Stock
- 1,711,916.034
Common Stock
Dugaboy Investment Trust
10% Owner
Transactions
- Sale
Common Stock
2015-12-24−0→ 589,800.062 total(indirect: See Footnote)
Holdings
- 16,047.761(indirect: By employee benefit plan)
Common Stock
- 1,711,916.034
Common Stock
- 3,701.12
Common Stock
- 37,176.105(indirect: By Trust)
Common Stock
DONDERO JAMES D
President
Transactions
- Sale
Common Stock
2015-12-24−0→ 589,800.062 total(indirect: See Footnote)
Holdings
- 1,711,916.034
Common Stock
- 3,701.12
Common Stock
- 37,176.105(indirect: By Trust)
Common Stock
- 16,047.761(indirect: By employee benefit plan)
Common Stock
Footnotes (5)
- [F1]The Dugaboy Investment Trust (the "Trust") sold a majority of its pecuniary, non-voting, non-control interest in Highland Capital Management, L.P. ("HCMLP") to another trust in a private transaction. Mr. Dondero has an indirect interest in such transaction as a beneficiary of the Trust. However, neither HCMLP nor the Trust sold any NHF shares and therefore there is no change in the number of NHF shares held. Mr. Dondero continues to have a reportable interest in the shares held by HCMLP through his indirect limited partner interest (through the Trust) and general partner interest (through Strand Advisors, Inc. ("Strand")) in HCMLP, and in the shares held by the Trust as a beneficiary of the Trust.
- [F2]These shares are held by HCMLP both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand, HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F3]These shares are held pursuant to an employee benefit plan.
- [F4]These shares are held by the Trust pursuant to an employee purchase plan. Ms. Dondero is the trustee of the Trust. Ms. Dondero and Mr. Dondero disclaim beneficial ownership of such shares.
- [F5]These shares are held directly by Mr. Dondero.
Issuer
NexPoint Credit Strategies Fund
CIK 0001356115
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001356115
Filing Metadata
- Form type
- 4
- Filed
- Dec 28, 7:00 PM ET
- Accepted
- Dec 29, 4:56 PM ET
- Size
- 13.9 KB