4//SEC Filing
Deitz Richard 4
Accession 0000899243-15-010504
CIK 0001302084other
Filed
Dec 29, 7:00 PM ET
Accepted
Dec 30, 4:10 PM ET
Size
41.4 KB
Accession
0000899243-15-010504
Insider Transaction Report
Form 4
VR Global Partners, L.P.
10% Owner
Transactions
- Purchase
Warrants to Purchase Common Stock
2014-01-07$0.01/sh+7,250,000$91,350→ 8,678,571 total(indirect: See Footnote)Exercise: $0.18From: 2014-01-07Exp: 2017-01-14→ Common Stock, $0.001 (7,250,000 underlying) - Sale
Common Stock, $0.001
2014-08-27$0.16/sh−802,000$128,721→ 17,265,309 total(indirect: See Footnote) - Sale
Common Stock, $0.001
2014-08-29$0.16/sh−239,500$38,320→ 17,025,809 total(indirect: See Footnote) - Purchase
Common Stock, $0.001
2014-09-19$0.14/sh+3,620,000$506,800→ 19,145,809 total(indirect: See Footnote) - Exercise of In-Money
Warrants to Purchase Common Stock
2015-07-31+1,667,000→ 8,917,000 total(indirect: See Footnote)Exercise: $0.14From: 2015-07-31Exp: 2018-05-04→ Common Stock, $0.001 (1,667,000 underlying) - Sale
Common Stock, $0.001
2014-01-15$0.14/sh−500,000$67,500→ 18,567,309 total(indirect: See Footnote) - Sale
Common Stock, $0.001
2014-09-12$0.18/sh−1,500,000$268,200→ 15,525,809 total(indirect: See Footnote) - Purchase
Warrants to Purchase Common Stock
2014-01-07$0.01/sh+2,125,000$26,775→ 2,839,285 total(indirect: See Footnote)Exercise: $0.18From: 2014-01-07Exp: 2017-01-14→ Common Stock, $0.001 (2,125,000 underlying) - Purchase
Special Warrants(Right to acquire Common Stock and Warrants)
2015-04-24$0.12/sh+3,334,000$400,080→ 3,334,000 total(indirect: See Footnote)Exercise: $0.00→ See Footnote 5 - Exercise of In-Money
Special Warrants(Right to acquire Common Stock and Warrants)
2015-07-31−3,334,000→ 0 total(indirect: See Footnote)Exercise: $0.00→ See Footnote 5 - Purchase
Common Stock, $0.001
2014-01-07$0.11/sh+4,250,000$483,225→ 6,511,904 total(indirect: See Footnote) - Sale
Common Stock, $0.001
2014-02-12$0.16/sh−500,000$80,000→ 18,067,309 total(indirect: See Footnote) - Exercise of In-Money
Common Stock, $0.001
2015-07-31+3,334,000→ 22,479,809 total(indirect: See Footnote)
VR Advisory Services Ltd
10% Owner
Transactions
- Purchase
Common Stock, $0.001
2014-09-19$0.14/sh+3,620,000$506,800→ 19,145,809 total(indirect: See Footnote) - Exercise of In-Money
Special Warrants(Right to acquire Common Stock and Warrants)
2015-07-31−3,334,000→ 0 total(indirect: See Footnote)Exercise: $0.00→ See Footnote 5 - Sale
Common Stock, $0.001
2014-08-29$0.16/sh−239,500$38,320→ 17,025,809 total(indirect: See Footnote) - Purchase
Common Stock, $0.001
2014-01-07$0.11/sh+4,250,000$483,225→ 6,511,904 total(indirect: See Footnote) - Sale
Common Stock, $0.001
2014-08-27$0.16/sh−802,000$128,721→ 17,265,309 total(indirect: See Footnote) - Sale
Common Stock, $0.001
2014-09-12$0.18/sh−1,500,000$268,200→ 15,525,809 total(indirect: See Footnote) - Sale
Common Stock, $0.001
2014-01-15$0.14/sh−500,000$67,500→ 18,567,309 total(indirect: See Footnote) - Purchase
Warrants to Purchase Common Stock
2014-01-07$0.01/sh+7,250,000$91,350→ 8,678,571 total(indirect: See Footnote)Exercise: $0.18From: 2014-01-07Exp: 2017-01-14→ Common Stock, $0.001 (7,250,000 underlying) - Purchase
Special Warrants(Right to acquire Common Stock and Warrants)
2015-04-24$0.12/sh+3,334,000$400,080→ 3,334,000 total(indirect: See Footnote)Exercise: $0.00→ See Footnote 5 - Exercise of In-Money
Warrants to Purchase Common Stock
2015-07-31+1,667,000→ 8,917,000 total(indirect: See Footnote)Exercise: $0.14From: 2015-07-31Exp: 2018-05-04→ Common Stock, $0.001 (1,667,000 underlying) - Sale
Common Stock, $0.001
2014-02-12$0.16/sh−500,000$80,000→ 18,067,309 total(indirect: See Footnote) - Exercise of In-Money
Common Stock, $0.001
2015-07-31+3,334,000→ 22,479,809 total(indirect: See Footnote) - Purchase
Warrants to Purchase Common Stock
2014-01-07$0.01/sh+2,125,000$26,775→ 2,839,285 total(indirect: See Footnote)Exercise: $0.18From: 2014-01-07Exp: 2017-01-14→ Common Stock, $0.001 (2,125,000 underlying)
VR Capital Participation Ltd.
10% Owner
Transactions
- Sale
Common Stock, $0.001
2014-08-27$0.16/sh−802,000$128,721→ 17,265,309 total(indirect: See Footnote) - Purchase
Common Stock, $0.001
2014-09-19$0.14/sh+3,620,000$506,800→ 19,145,809 total(indirect: See Footnote) - Exercise of In-Money
Warrants to Purchase Common Stock
2015-07-31+1,667,000→ 8,917,000 total(indirect: See Footnote)Exercise: $0.14From: 2015-07-31Exp: 2018-05-04→ Common Stock, $0.001 (1,667,000 underlying) - Purchase
Special Warrants(Right to acquire Common Stock and Warrants)
2015-04-24$0.12/sh+3,334,000$400,080→ 3,334,000 total(indirect: See Footnote)Exercise: $0.00→ See Footnote 5 - Sale
Common Stock, $0.001
2014-02-12$0.16/sh−500,000$80,000→ 18,067,309 total(indirect: See Footnote) - Purchase
Warrants to Purchase Common Stock
2014-01-07$0.01/sh+2,125,000$26,775→ 2,839,285 total(indirect: See Footnote)Exercise: $0.18From: 2014-01-07Exp: 2017-01-14→ Common Stock, $0.001 (2,125,000 underlying) - Purchase
Warrants to Purchase Common Stock
2014-01-07$0.01/sh+7,250,000$91,350→ 8,678,571 total(indirect: See Footnote)Exercise: $0.18From: 2014-01-07Exp: 2017-01-14→ Common Stock, $0.001 (7,250,000 underlying) - Purchase
Common Stock, $0.001
2014-01-07$0.11/sh+4,250,000$483,225→ 6,511,904 total(indirect: See Footnote) - Sale
Common Stock, $0.001
2014-09-12$0.18/sh−1,500,000$268,200→ 15,525,809 total(indirect: See Footnote) - Exercise of In-Money
Common Stock, $0.001
2015-07-31+3,334,000→ 22,479,809 total(indirect: See Footnote) - Exercise of In-Money
Special Warrants(Right to acquire Common Stock and Warrants)
2015-07-31−3,334,000→ 0 total(indirect: See Footnote)Exercise: $0.00→ See Footnote 5 - Sale
Common Stock, $0.001
2014-01-15$0.14/sh−500,000$67,500→ 18,567,309 total(indirect: See Footnote) - Sale
Common Stock, $0.001
2014-08-29$0.16/sh−239,500$38,320→ 17,025,809 total(indirect: See Footnote)
VR Capital Group Ltd.
10% Owner
Transactions
- Sale
Common Stock, $0.001
2014-01-15$0.14/sh−500,000$67,500→ 18,567,309 total(indirect: See Footnote) - Sale
Common Stock, $0.001
2014-02-12$0.16/sh−500,000$80,000→ 18,067,309 total(indirect: See Footnote) - Sale
Common Stock, $0.001
2014-09-12$0.18/sh−1,500,000$268,200→ 15,525,809 total(indirect: See Footnote) - Purchase
Common Stock, $0.001
2014-01-07$0.11/sh+4,250,000$483,225→ 6,511,904 total(indirect: See Footnote) - Sale
Common Stock, $0.001
2014-08-27$0.16/sh−802,000$128,721→ 17,265,309 total(indirect: See Footnote) - Purchase
Warrants to Purchase Common Stock
2014-01-07$0.01/sh+7,250,000$91,350→ 8,678,571 total(indirect: See Footnote)Exercise: $0.18From: 2014-01-07Exp: 2017-01-14→ Common Stock, $0.001 (7,250,000 underlying) - Purchase
Special Warrants(Right to acquire Common Stock and Warrants)
2015-04-24$0.12/sh+3,334,000$400,080→ 3,334,000 total(indirect: See Footnote)Exercise: $0.00→ See Footnote 5 - Exercise of In-Money
Special Warrants(Right to acquire Common Stock and Warrants)
2015-07-31−3,334,000→ 0 total(indirect: See Footnote)Exercise: $0.00→ See Footnote 5 - Purchase
Common Stock, $0.001
2014-09-19$0.14/sh+3,620,000$506,800→ 19,145,809 total(indirect: See Footnote) - Exercise of In-Money
Common Stock, $0.001
2015-07-31+3,334,000→ 22,479,809 total(indirect: See Footnote) - Sale
Common Stock, $0.001
2014-08-29$0.16/sh−239,500$38,320→ 17,025,809 total(indirect: See Footnote) - Exercise of In-Money
Warrants to Purchase Common Stock
2015-07-31+1,667,000→ 8,917,000 total(indirect: See Footnote)Exercise: $0.14From: 2015-07-31Exp: 2018-05-04→ Common Stock, $0.001 (1,667,000 underlying) - Purchase
Warrants to Purchase Common Stock
2014-01-07$0.01/sh+2,125,000$26,775→ 2,839,285 total(indirect: See Footnote)Exercise: $0.18From: 2014-01-07Exp: 2017-01-14→ Common Stock, $0.001 (2,125,000 underlying)
VR Capital Holdings Ltd.
10% Owner
Transactions
- Purchase
Special Warrants(Right to acquire Common Stock and Warrants)
2015-04-24$0.12/sh+3,334,000$400,080→ 3,334,000 total(indirect: See Footnote)Exercise: $0.00→ See Footnote 5 - Sale
Common Stock, $0.001
2014-02-12$0.16/sh−500,000$80,000→ 18,067,309 total(indirect: See Footnote) - Sale
Common Stock, $0.001
2014-08-27$0.16/sh−802,000$128,721→ 17,265,309 total(indirect: See Footnote) - Sale
Common Stock, $0.001
2014-09-12$0.18/sh−1,500,000$268,200→ 15,525,809 total(indirect: See Footnote) - Exercise of In-Money
Common Stock, $0.001
2015-07-31+3,334,000→ 22,479,809 total(indirect: See Footnote) - Exercise of In-Money
Special Warrants(Right to acquire Common Stock and Warrants)
2015-07-31−3,334,000→ 0 total(indirect: See Footnote)Exercise: $0.00→ See Footnote 5 - Sale
Common Stock, $0.001
2014-01-15$0.14/sh−500,000$67,500→ 18,567,309 total(indirect: See Footnote) - Purchase
Warrants to Purchase Common Stock
2014-01-07$0.01/sh+2,125,000$26,775→ 2,839,285 total(indirect: See Footnote)Exercise: $0.18From: 2014-01-07Exp: 2017-01-14→ Common Stock, $0.001 (2,125,000 underlying) - Exercise of In-Money
Warrants to Purchase Common Stock
2015-07-31+1,667,000→ 8,917,000 total(indirect: See Footnote)Exercise: $0.14From: 2015-07-31Exp: 2018-05-04→ Common Stock, $0.001 (1,667,000 underlying) - Purchase
Common Stock, $0.001
2014-01-07$0.11/sh+4,250,000$483,225→ 6,511,904 total(indirect: See Footnote) - Sale
Common Stock, $0.001
2014-08-29$0.16/sh−239,500$38,320→ 17,025,809 total(indirect: See Footnote) - Purchase
Common Stock, $0.001
2014-09-19$0.14/sh+3,620,000$506,800→ 19,145,809 total(indirect: See Footnote) - Purchase
Warrants to Purchase Common Stock
2014-01-07$0.01/sh+7,250,000$91,350→ 8,678,571 total(indirect: See Footnote)Exercise: $0.18From: 2014-01-07Exp: 2017-01-14→ Common Stock, $0.001 (7,250,000 underlying)
Deitz Richard
10% Owner
Transactions
- Sale
Common Stock, $0.001
2014-08-27$0.16/sh−802,000$128,721→ 17,265,309 total(indirect: See Footnote) - Purchase
Common Stock, $0.001
2014-09-19$0.14/sh+3,620,000$506,800→ 19,145,809 total(indirect: See Footnote) - Sale
Common Stock, $0.001
2014-08-29$0.16/sh−239,500$38,320→ 17,025,809 total(indirect: See Footnote) - Exercise of In-Money
Common Stock, $0.001
2015-07-31+3,334,000→ 22,479,809 total(indirect: See Footnote) - Purchase
Warrants to Purchase Common Stock
2014-01-07$0.01/sh+7,250,000$91,350→ 8,678,571 total(indirect: See Footnote)Exercise: $0.18From: 2014-01-07Exp: 2017-01-14→ Common Stock, $0.001 (7,250,000 underlying) - Purchase
Special Warrants(Right to acquire Common Stock and Warrants)
2015-04-24$0.12/sh+3,334,000$400,080→ 3,334,000 total(indirect: See Footnote)Exercise: $0.00→ See Footnote 5 - Purchase
Common Stock, $0.001
2014-01-07$0.11/sh+4,250,000$483,225→ 6,511,904 total(indirect: See Footnote) - Sale
Common Stock, $0.001
2014-01-15$0.14/sh−500,000$67,500→ 18,567,309 total(indirect: See Footnote) - Sale
Common Stock, $0.001
2014-02-12$0.16/sh−500,000$80,000→ 18,067,309 total(indirect: See Footnote) - Purchase
Warrants to Purchase Common Stock
2014-01-07$0.01/sh+2,125,000$26,775→ 2,839,285 total(indirect: See Footnote)Exercise: $0.18From: 2014-01-07Exp: 2017-01-14→ Common Stock, $0.001 (2,125,000 underlying) - Sale
Common Stock, $0.001
2014-09-12$0.18/sh−1,500,000$268,200→ 15,525,809 total(indirect: See Footnote) - Exercise of In-Money
Special Warrants(Right to acquire Common Stock and Warrants)
2015-07-31−3,334,000→ 0 total(indirect: See Footnote)Exercise: $0.00→ See Footnote 5 - Exercise of In-Money
Warrants to Purchase Common Stock
2015-07-31+1,667,000→ 8,917,000 total(indirect: See Footnote)Exercise: $0.14From: 2015-07-31Exp: 2018-05-04→ Common Stock, $0.001 (1,667,000 underlying)
Footnotes (5)
- [F1]The filing of this Form 4 shall not be construed as an admission that VR Advisory Services Ltd ("VR"), VR Capital Participation Ltd. ("VRCP"), the sole shareholder of VR, VR Capital Goup ("VRCG"), the sole shareholder of VRCP, VR Capital Holdings Ltd. ("VRCH"), the sole shareholder of VRCG, or Richard Deitz, the principal of VR, VRCP, VRCG and VRCH, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, $0.001 (the "Common Stock"), or warrants exercisable to purchase Common Stock of Energizer Resources Inc. (the "Issuer") purchased by VR Global Partners, L.P. Pursuant to Rule 16a-1, VR, VRCP, VRCG, VRCH and Mr. Deitz disclaim such beneficial ownership except to the extent of its or his spective pecuniary interest therein.
- [F2]VR Global Partners, L.P., for which VR is the general partner, currently holds 22,479,809 shares of Common Stock of the Issuer and warrants exercisable to purchase 8,917,000 shares of Common Stock of the Issuer. VRCP is the sole shareholder of VR. VRCG is the sole shareholder of VRCP. VRCH is the sole shareholder of VRCG. Richard Deitz reports the Common Stock and warrants exerciable to purchase Common Stock held indirectly by VR, VRCP, VRCG and VRCH because, as the principal of VR, VRCP, VRCG and VRCH at the time of purchase, he controlled the disposition and voting of the securities.
- [F3]VRCP currently holds 6,511,904 shares of Common Stock of the Issuer and warrants exercisable to purchase 2,125,000 shares of Common Stock of the Issuer. VRCG reports the Common Stock and warrants exerciable to purchase Common Stock held VRCP because it is the sole shareholder of VRCP. VRCH reports the Common Stock and warrants exerciable to purchase Common Stock held VRCP because it is the sole shareholder of VRCG, the sole shareholder of VRCP. Richard Deitz reports the Common Stock and warrants exerciable to purchase Common Stock held VRCP because, as the principal of VRCP, VRCG and VRCH at the time of purchase, he controlled the disposition and voting of the securities.
- [F4]The Special Warrants will be deemed to be exercised without payment of additional consideration or further action on the earlier of (i) the third business day following the day upon which the Issuer obtains a receipt for a final prospectus qualifying the Common Stock and warrants exercisable to purchase Common Stock from the securities regulatory authority in of the provinces of British Columbia, Ontario, Alberta and certain other jurisdictions in which the Special Warrants are sold and further provided that the Issuer has filed (and has in effect) a resale registration statement in the United States with the Securities and Exchange Commission relating to the Common Stock and warrants exercisable to purchase Common Stock and (ii) October 28, 2015 (the "Automatic Conversion Date"). The Automatic Conversion Date was satisfied pursuant to (i) above on July 31, 2015.
- [F5]The Special Warrants are automatically convertible on the Automatic Conversion Date into 3,334,000 shares of Common Stock and warrants exercisable to purchase 1,667,000 shares of Common Stock.
Documents
Issuer
Energizer Resources, Inc.
CIK 0001302084
Entity typeother
Related Parties
1- filerCIK 0001660515
Filing Metadata
- Form type
- 4
- Filed
- Dec 29, 7:00 PM ET
- Accepted
- Dec 30, 4:10 PM ET
- Size
- 41.4 KB