4//SEC Filing
Revolution Lighting Technologies, Inc. 4
Accession 0000899243-16-010579
CIK 0000917523operating
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 11:33 AM ET
Size
6.8 KB
Accession
0000899243-16-010579
Insider Transaction Report
Form 4
LAPENTA ROBERT V
Director10% Owner
Transactions
- Purchase
Common Stock, par value $0.001 per share
2015-12-31$0.76/sh+141,891$108,504→ 416,891 total
Holdings
- 83,253,863(indirect: By limited liability company)
Common Stock, par value $0.001 per share
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.7199 to $0.80, inclusive. The reporting person undertakes to provide to Revolution Lighting Technologies, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- [F2]As of December 31, 2015, RVL 1 LLC ("RVL") held directly 82,453,863 shares of the Issuer's common stock. As of December 31, 2015, Aston Capital, LLC ("Aston") held directly 800,000 shares of the Issuer's restricted common stock. Aston is the managing member of RVL and may be deemed to possess the power to vote and to direct the disposition of the securities of the Issuer beneficially owned by RVL and may be deemed to beneficially own such securities. Robert V. LaPenta is a member and officer of RVL and a member and officer of Aston and may be deemed to beneficially own the securities of the Issuer held by RVL and Aston. Mr. LaPenta's interest in the securities reported herein is limited to the extent of his pecuniary interest, if any.
Documents
Issuer
Revolution Lighting Technologies, Inc.
CIK 0000917523
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000917523
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 11:33 AM ET
- Size
- 6.8 KB