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PostRock Energy Corp 4

Accession 0000899243-16-011177

CIK 0001473061operating
View on SEC.govCompany Profile

Filed

Jan 5, 7:00 PM ET

Accepted

Jan 6, 7:04 PM ET

Size

37.9 KB

Accession

0000899243-16-011177

Insider Transaction Report

Form 4
Period: 2015-12-31
PostRock Energy CorpPSTR
Edelman & Guill Energy Ltd.
Director10% Owner
Transactions
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+17,847→ 17,847 total(indirect: By White Deer Energy L.P.)
    Exercise: $14.20From: 2015-12-31Exp: 2023-06-30→ Common Stock (17,847 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+6,085,487→ 6,085,487 total(indirect: By White Deer Energy L.P.)
    Exercise: $0.32From: 2015-12-31Exp: 2023-06-30→ Common Stock (6,085,487 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+202,778→ 202,778 total(indirect: By White Deer Energy TE L.P.)
    Exercise: $0.32From: 2015-12-31Exp: 2023-06-30→ Common Stock (202,778 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+217,959→ 217,959 total(indirect: By White Deer Energy FI L.P.)
    Exercise: $0.32From: 2015-12-31Exp: 2023-06-30→ Common Stock (217,959 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+12,557→ 12,557 total(indirect: By White Deer Energy L.P.)
    Exercise: $19.50From: 2015-12-31Exp: 2023-06-30→ Common Stock (12,557 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+418→ 418 total(indirect: By White Deer Energy TE L.P.)
    Exercise: $19.50From: 2015-12-31Exp: 2023-06-30→ Common Stock (418 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+450→ 450 total(indirect: By White Deer Energy FI L.P.)
    Exercise: $19.50From: 2015-12-31Exp: 2023-06-30→ Common Stock (450 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+593→ 593 total(indirect: By White Deer Energy TE L.P.)
    Exercise: $14.20From: 2015-12-31Exp: 2023-06-30→ Common Stock (593 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+639→ 639 total(indirect: By White Deer Energy FI L.P.)
    Exercise: $14.20From: 2015-12-31Exp: 2023-06-30→ Common Stock (639 underlying)
White Deer Energy L.P.
Director10% Owner
Transactions
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+202,778→ 202,778 total(indirect: By White Deer Energy TE L.P.)
    Exercise: $0.32From: 2015-12-31Exp: 2023-06-30→ Common Stock (202,778 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+217,959→ 217,959 total(indirect: By White Deer Energy FI L.P.)
    Exercise: $0.32From: 2015-12-31Exp: 2023-06-30→ Common Stock (217,959 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+12,557→ 12,557 total(indirect: By White Deer Energy L.P.)
    Exercise: $19.50From: 2015-12-31Exp: 2023-06-30→ Common Stock (12,557 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+418→ 418 total(indirect: By White Deer Energy TE L.P.)
    Exercise: $19.50From: 2015-12-31Exp: 2023-06-30→ Common Stock (418 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+450→ 450 total(indirect: By White Deer Energy FI L.P.)
    Exercise: $19.50From: 2015-12-31Exp: 2023-06-30→ Common Stock (450 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+6,085,487→ 6,085,487 total(indirect: By White Deer Energy L.P.)
    Exercise: $0.32From: 2015-12-31Exp: 2023-06-30→ Common Stock (6,085,487 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+17,847→ 17,847 total(indirect: By White Deer Energy L.P.)
    Exercise: $14.20From: 2015-12-31Exp: 2023-06-30→ Common Stock (17,847 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+593→ 593 total(indirect: By White Deer Energy TE L.P.)
    Exercise: $14.20From: 2015-12-31Exp: 2023-06-30→ Common Stock (593 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+639→ 639 total(indirect: By White Deer Energy FI L.P.)
    Exercise: $14.20From: 2015-12-31Exp: 2023-06-30→ Common Stock (639 underlying)
White Deer Energy TE L.P.
Director10% Owner
Transactions
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+6,085,487→ 6,085,487 total(indirect: By White Deer Energy L.P.)
    Exercise: $0.32From: 2015-12-31Exp: 2023-06-30→ Common Stock (6,085,487 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+12,557→ 12,557 total(indirect: By White Deer Energy L.P.)
    Exercise: $19.50From: 2015-12-31Exp: 2023-06-30→ Common Stock (12,557 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+418→ 418 total(indirect: By White Deer Energy TE L.P.)
    Exercise: $19.50From: 2015-12-31Exp: 2023-06-30→ Common Stock (418 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+450→ 450 total(indirect: By White Deer Energy FI L.P.)
    Exercise: $19.50From: 2015-12-31Exp: 2023-06-30→ Common Stock (450 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+17,847→ 17,847 total(indirect: By White Deer Energy L.P.)
    Exercise: $14.20From: 2015-12-31Exp: 2023-06-30→ Common Stock (17,847 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+593→ 593 total(indirect: By White Deer Energy TE L.P.)
    Exercise: $14.20From: 2015-12-31Exp: 2023-06-30→ Common Stock (593 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+639→ 639 total(indirect: By White Deer Energy FI L.P.)
    Exercise: $14.20From: 2015-12-31Exp: 2023-06-30→ Common Stock (639 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+202,778→ 202,778 total(indirect: By White Deer Energy TE L.P.)
    Exercise: $0.32From: 2015-12-31Exp: 2023-06-30→ Common Stock (202,778 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+217,959→ 217,959 total(indirect: By White Deer Energy FI L.P.)
    Exercise: $0.32From: 2015-12-31Exp: 2023-06-30→ Common Stock (217,959 underlying)
GUILL BEN A
Director10% Owner
Transactions
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+593→ 593 total(indirect: By White Deer Energy TE L.P.)
    Exercise: $14.20From: 2015-12-31Exp: 2023-06-30→ Common Stock (593 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+639→ 639 total(indirect: By White Deer Energy FI L.P.)
    Exercise: $14.20From: 2015-12-31Exp: 2023-06-30→ Common Stock (639 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+12,557→ 12,557 total(indirect: By White Deer Energy L.P.)
    Exercise: $19.50From: 2015-12-31Exp: 2023-06-30→ Common Stock (12,557 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+418→ 418 total(indirect: By White Deer Energy TE L.P.)
    Exercise: $19.50From: 2015-12-31Exp: 2023-06-30→ Common Stock (418 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+450→ 450 total(indirect: By White Deer Energy FI L.P.)
    Exercise: $19.50From: 2015-12-31Exp: 2023-06-30→ Common Stock (450 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+6,085,487→ 6,085,487 total(indirect: By White Deer Energy L.P.)
    Exercise: $0.32From: 2015-12-31Exp: 2023-06-30→ Common Stock (6,085,487 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+202,778→ 202,778 total(indirect: By White Deer Energy TE L.P.)
    Exercise: $0.32From: 2015-12-31Exp: 2023-06-30→ Common Stock (202,778 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+217,959→ 217,959 total(indirect: By White Deer Energy FI L.P.)
    Exercise: $0.32From: 2015-12-31Exp: 2023-06-30→ Common Stock (217,959 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+17,847→ 17,847 total(indirect: By White Deer Energy L.P.)
    Exercise: $14.20From: 2015-12-31Exp: 2023-06-30→ Common Stock (17,847 underlying)
Edelman & Guill Energy L.P.
Director10% Owner
Transactions
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+6,085,487→ 6,085,487 total(indirect: By White Deer Energy L.P.)
    Exercise: $0.32From: 2015-12-31Exp: 2023-06-30→ Common Stock (6,085,487 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+202,778→ 202,778 total(indirect: By White Deer Energy TE L.P.)
    Exercise: $0.32From: 2015-12-31Exp: 2023-06-30→ Common Stock (202,778 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+217,959→ 217,959 total(indirect: By White Deer Energy FI L.P.)
    Exercise: $0.32From: 2015-12-31Exp: 2023-06-30→ Common Stock (217,959 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+12,557→ 12,557 total(indirect: By White Deer Energy L.P.)
    Exercise: $19.50From: 2015-12-31Exp: 2023-06-30→ Common Stock (12,557 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+418→ 418 total(indirect: By White Deer Energy TE L.P.)
    Exercise: $19.50From: 2015-12-31Exp: 2023-06-30→ Common Stock (418 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+450→ 450 total(indirect: By White Deer Energy FI L.P.)
    Exercise: $19.50From: 2015-12-31Exp: 2023-06-30→ Common Stock (450 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+17,847→ 17,847 total(indirect: By White Deer Energy L.P.)
    Exercise: $14.20From: 2015-12-31Exp: 2023-06-30→ Common Stock (17,847 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+593→ 593 total(indirect: By White Deer Energy TE L.P.)
    Exercise: $14.20From: 2015-12-31Exp: 2023-06-30→ Common Stock (593 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+639→ 639 total(indirect: By White Deer Energy FI L.P.)
    Exercise: $14.20From: 2015-12-31Exp: 2023-06-30→ Common Stock (639 underlying)
White Deer Energy FI, L.P.
Director10% Owner
Transactions
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+6,085,487→ 6,085,487 total(indirect: By White Deer Energy L.P.)
    Exercise: $0.32From: 2015-12-31Exp: 2023-06-30→ Common Stock (6,085,487 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+202,778→ 202,778 total(indirect: By White Deer Energy TE L.P.)
    Exercise: $0.32From: 2015-12-31Exp: 2023-06-30→ Common Stock (202,778 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+217,959→ 217,959 total(indirect: By White Deer Energy FI L.P.)
    Exercise: $0.32From: 2015-12-31Exp: 2023-06-30→ Common Stock (217,959 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+418→ 418 total(indirect: By White Deer Energy TE L.P.)
    Exercise: $19.50From: 2015-12-31Exp: 2023-06-30→ Common Stock (418 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+450→ 450 total(indirect: By White Deer Energy FI L.P.)
    Exercise: $19.50From: 2015-12-31Exp: 2023-06-30→ Common Stock (450 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+17,847→ 17,847 total(indirect: By White Deer Energy L.P.)
    Exercise: $14.20From: 2015-12-31Exp: 2023-06-30→ Common Stock (17,847 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+639→ 639 total(indirect: By White Deer Energy FI L.P.)
    Exercise: $14.20From: 2015-12-31Exp: 2023-06-30→ Common Stock (639 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+12,557→ 12,557 total(indirect: By White Deer Energy L.P.)
    Exercise: $19.50From: 2015-12-31Exp: 2023-06-30→ Common Stock (12,557 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+593→ 593 total(indirect: By White Deer Energy TE L.P.)
    Exercise: $14.20From: 2015-12-31Exp: 2023-06-30→ Common Stock (593 underlying)
EDELMAN THOMAS J
Director10% Owner
Transactions
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+450→ 450 total(indirect: By White Deer Energy FI L.P.)
    Exercise: $19.50From: 2015-12-31Exp: 2023-06-30→ Common Stock (450 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+17,847→ 17,847 total(indirect: By White Deer Energy L.P.)
    Exercise: $14.20From: 2015-12-31Exp: 2023-06-30→ Common Stock (17,847 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+593→ 593 total(indirect: By White Deer Energy TE L.P.)
    Exercise: $14.20From: 2015-12-31Exp: 2023-06-30→ Common Stock (593 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+6,085,487→ 6,085,487 total(indirect: By White Deer Energy L.P.)
    Exercise: $0.32From: 2015-12-31Exp: 2023-06-30→ Common Stock (6,085,487 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+202,778→ 202,778 total(indirect: By White Deer Energy TE L.P.)
    Exercise: $0.32From: 2015-12-31Exp: 2023-06-30→ Common Stock (202,778 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+12,557→ 12,557 total(indirect: By White Deer Energy L.P.)
    Exercise: $19.50From: 2015-12-31Exp: 2023-06-30→ Common Stock (12,557 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+418→ 418 total(indirect: By White Deer Energy TE L.P.)
    Exercise: $19.50From: 2015-12-31Exp: 2023-06-30→ Common Stock (418 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+639→ 639 total(indirect: By White Deer Energy FI L.P.)
    Exercise: $14.20From: 2015-12-31Exp: 2023-06-30→ Common Stock (639 underlying)
  • Other

    Common Stock Warrants (right to buy)

    2015-12-31+217,959→ 217,959 total(indirect: By White Deer Energy FI L.P.)
    Exercise: $0.32From: 2015-12-31Exp: 2023-06-30→ Common Stock (217,959 underlying)
Footnotes (4)
  • [F1]Pursuant to a Securities Purchase Agreement dated September 2, 2010 between the Reporting Persons and the Issuer, the Reporting Persons acquired, among other securities of the Issuer, warrants to purchase an aggregate 19,047,619 shares of the Issuer's common stock. The Reporting Persons also acquired the right to receive additional warrants on each quarterly dividend payment date of the Issuer's Series A Preferred Stock on which dividends are not paid in cash but instead accrue. On December 31, 2015, one such date passed, and thus the Reporting Persons acquired an aggregate of 6,506,224 warrants on December 31, 2015.
  • [F2]Mr. Edelman has been appointed as a director of the Issuer. Edelman & Guill Energy L.P. is the general partner of each of White Deer Energy L.P., White Deer Energy TE L.P. and White Deer Energy FI L.P. (collectively, the "Funds"), Edelman & Guill Energy Ltd. is the general partner of Edelman & Guill Energy L.P., and Messrs. Edelman and Guill are the directors of Edelman & Guill Energy Ltd. Accordingly, each of Edelman & Guill Energy Ltd., Edelman & Guill Energy L.P. and Messrs. Edelman and Guill may be deemed to control the decisions of the Funds. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of these securities for purposes of Section 16 or for any other purpose.
  • [F3]Pursuant to a Securities Purchase Agreement dated August 1, 2012 between the Reporting Persons and the Issuer, the Reporting Persons acquired, among other securities of the Issuer, warrants to purchase an aggregate 3,076,923 shares of the Issuer's common stock. The Reporting Persons also acquired the right to receive additional warrants on each quarterly dividend payment date of the Issuer's Series A Preferred Stock on which dividends are not paid in cash but instead accrue. On December 31, 2015, one such date passed, and thus the Reporting Persons acquired an aggregate of 13,425 warrants on December 31, 2015.
  • [F4]Pursuant to a Securities Purchase Agreement dated December 17, 2012 between the Reporting Persons and the Issuer, the Reporting Persons acquired, among other securities of the Issuer, warrants to purchase an aggregate 4,577,464 shares of the Issuer's common stock. The Reporting Persons also acquired the right to receive additional warrants on each quarterly dividend payment date of the Issuer's Series A Preferred Stock on which dividends are not paid in cash but instead accrue. On December 31, 2015, one such date passed, and thus the Reporting Persons acquired an aggregate of 19,079 warrants on December 31, 2015.

Documents

1 file

Issuer

PostRock Energy Corp

CIK 0001473061

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001473061

Filing Metadata

Form type
4
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 7:04 PM ET
Size
37.9 KB
View on SEC.gov