4//SEC Filing
USMD Holdings, Inc. 4
Accession 0000899243-16-011261
CIK 0001507881operating
Filed
Jan 6, 7:00 PM ET
Accepted
Jan 7, 12:57 PM ET
Size
7.3 KB
Accession
0000899243-16-011261
Insider Transaction Report
Form 4
Dickey Russell A.
Director
Transactions
- Award
Common Stock ($.01 par)
2015-12-31$7.98/sh+1,629$12,999→ 29,233 total
Holdings
- 34,498(indirect: Indiectly held through AOB Surgical Group, Ltd.)
Right to purchase
Exercise: $23.37From: 2014-09-01→ 5% Convertible Subordinated Notes Due 2019 (34,498 underlying) - 33,911(indirect: Indirectly held through UANT Ventures, L.P.)
Common Stock ($.01 par)
Footnotes (2)
- [F1]Represents stock compensation granted to reporting person under the 2010 USMD Holdings, Inc. Equity Compensation Plan for his services as a director for the period from October 2015 through December 2015.
- [F2]The noteholder has the right at any time prior to the payment in full of the note, to convert all or any portion of the unpaid principal balance of the note into shares of the issuer's common stock. This conversion right expires on March 1, 2019, the maturity date of the note, or upon the earlier payment in full of the principal balance of the note.
Documents
Issuer
USMD Holdings, Inc.
CIK 0001507881
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001507881
Filing Metadata
- Form type
- 4
- Filed
- Jan 6, 7:00 PM ET
- Accepted
- Jan 7, 12:57 PM ET
- Size
- 7.3 KB