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4//SEC Filing

UNIVERSAL BIOSENSORS INC 4

Accession 0000899243-16-011713

CIK 0001279695operating
View on SEC.govCompany Profile

Filed

Jan 13, 7:00 PM ET

Accepted

Jan 14, 5:55 PM ET

Size

23.4 KB

Accession

0000899243-16-011713

Insider Transaction Report

Form 4
Period: 2015-12-18
UNIVERSAL BIOSENSORS INCUBI
Hodges Alastair
Chief Scientist
Transactions
  • Disposition to Issuer

    Common stock

    2015-12-18$0.46/sh−30,000$13,800→ 2,804,837 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2015-12-31−36,248→ 0 total
    Exercise: $0.26Exp: 2015-12-31→ Common Stock (36,248 underlying)
  • Exercise/Conversion

    Common Stock

    2015-12-31$0.26/sh+36,248$9,424→ 2,841,085 total
Holdings

  • Stock Option (Right to Buy)

    Exercise: $0.00Exp: 2022-01-29→ Common Stock (40,000 underlying)
    40,000

  • Stock Option (Right to Buy)

    Exercise: $0.00Exp: 2019-11-12→ Common Stock (25,000 underlying)
    25,000

  • Stock Option (Right to Buy)

    Exercise: $0.00Exp: 2019-05-14→ Common Stock (16,667 underlying)
    16,667

  • Stock Option (Right to Buy)

    Exercise: $1.18Exp: 2017-03-22→ Common Stock (36,000 underlying)
    36,000

  • Stock Option (Right to Buy)

    Exercise: $0.00Exp: 2018-11-17→ Common Stock (25,000 underlying)
    25,000

  • Stock Option (Right to Buy)

    Exercise: $0.00Exp: 2017-11-10→ Common Stock (25,000 underlying)
    25,000

  • Stock Option (Right to Buy)

    Exercise: $0.00Exp: 2019-06-28→ Common Stock (105,000 underlying)
    105,000

  • Stock Option (Right to Buy)

    Exercise: $0.00Exp: 2020-12-11→ Common Stock (40,000 underlying)
    40,000

  • Stock Option (Right to Buy)

    Exercise: $1.72Exp: 2019-11-09→ Common Stock (100,000 underlying)
    100,000

  • Stock Option (Right to Buy)

    Exercise: $0.89Exp: 2018-03-16→ Common Stock (100,000 underlying)
    100,000
Footnotes (12)
  • [F1]The price reported is stated in Australian dollars.
  • [F10]1/3 of the stock options vested and became exercisable on 12/31/08. 1/3 of the stock options vested and became exercisable on 12/31/09. The remaining stock options vested and became exercisable on 12/31/10..
  • [F11]1/3 of the stock options vested and became exercisable on 01/01/07; 1/3 of the stock options vested and became exercisable on 01/01/08, and the remaining stock options vested and became exercisable on 01/01/09. All of these options were exercised on December 31, 2015
  • [F12]The stock options vested and became exercisable in three equal tranches on 12/31/07, 12/31/08, and 12/31/09.
  • [F2]13,333 stock options vest and become exercisable on 12/31/2015, 13,333 stock options vest and become exercisable on 12/31/2016, and 13,334 stock options vest and become exercisable on 12/31/2017.
  • [F3]13,333 stock options vested and became exercisable on 12/31/2014, 13,333 stock options vest and become exercisable on 12/31/2015, and 13,334 stock options vest and become exercisable on 12/31/2016.
  • [F4]8,333 stock options vested and became exercisable on 12/31/2013, 8,333 stock options vested and became exercisable on 12/31/2014, and 8,334 stock options vest and become exercisable on 12/31/2015.
  • [F5]8,333 stock options vested and became exercisable on 12/31/2012, 8,333 stock options vested and became exercisable on 12/31/2013, and 8,334 stock options vested and became exercisable on 12/31/2014.
  • [F6]8,333 stock options vested and became exercisable on 12/31/2011, 8,333 stock options vested and became exercisable on 12/31/2012, and 8,334 stock options vested and became exercisable on 12/31/2013
  • [F7]1/3 of the stock options vested and became exercisable on 12/31/10, 1/3 of the stock options vested and became exercisable on 12/31/11 and the remaining stock options vested and became exercisable on 12/31/12.
  • [F8]10,000 stock options vested and became exercisable on 12/31/10, 21,666 stock options vested and became exercisable on 12/31/11, 35,000 stock options vested and became exercisable on 12/31/12, 25,000 stock options vest and become exercisable on 12/31/13, and 13,334 stock options vest and become exercisable on 12/31/14.
  • [F9]8,333 stock options vested and became exercisable on 12/31/2009 and were exercised on February 10, 2010. 8,333 stock options vested and became exercisable on 12/31/2010 and the remaining stock options vested and became exercisable on 12/31/11.

Documents

1 file

Issuer

UNIVERSAL BIOSENSORS INC

CIK 0001279695

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001279695

Filing Metadata

Form type
4
Filed
Jan 13, 7:00 PM ET
Accepted
Jan 14, 5:55 PM ET
Size
23.4 KB
View on SEC.gov