5//SEC Filing
Advanced BioEnergy, LLC 5
Accession 0000899243-16-012303
CIK 0001325740operating
Filed
Jan 27, 7:00 PM ET
Accepted
Jan 28, 3:54 PM ET
Size
42.1 KB
Accession
0000899243-16-012303
Insider Transaction Report
Form 5
Brittenham Scott A
Director
Transactions
- Purchase
Membership Units
2015-01-08+591,268→ 591,268 total(indirect: See Footnotes) - Sale
Membership Units
2015-10-01−249,234→ 0 total(indirect: See Footnotes) - Sale
Membership Units
2015-01-08−2,750,000→ 0 total(indirect: See Footnotes) - Purchase
Membership Units
2015-01-08+249,234→ 249,234 total(indirect: See Footnotes) - Purchase
Membership Units
2015-01-08+109,531→ 109,531 total(indirect: See Footnotes) - Purchase
Membership Units
2015-01-08+387,946→ 387,946 total(indirect: See Footnotes) - Purchase
Membership Units
2015-01-08+94,391→ 94,391 total(indirect: See Footnotes) - Sale
Membership Units
2015-07-01−591,268→ 0 total(indirect: See Footnotes) - Purchase
Membership Units
2015-01-08+258,249→ 258,249 total(indirect: See Footnotes) - Purchase
Membership Units
2015-01-08+381,544→ 381,544 total(indirect: See Footnotes) - Sale
Membership Units
2015-10-01−226,247→ 0 total(indirect: See Footnotes) - Sale
Membership Units
2015-01-08−500,000→ 0 total(indirect: See Footnotes) - Purchase
Membership Units
2015-01-08+226,247→ 226,247 total(indirect: See Footnotes) - Purchase
Membership Units
2015-01-08+115,072→ 115,072 total(indirect: See Footnotes) - Purchase
Membership Units
2015-01-08+78,502→ 78,502 total(indirect: See Footnotes) - Purchase
Membership Units
2015-01-08+258,016→ 258,016 total(indirect: See Footnotes) - Sale
Membership Units
2015-01-08−78,502→ 0 total(indirect: See Footnotes)
Holdings
- 379,617(indirect: See Footnotes)
Membership Units
- 318,420(indirect: See Footnotes)
Membership Units
- 475,462(indirect: See Footnotes)
Membership Units
Footnotes (10)
- [F1]These Units were previously owned by Tennessee Ethanol Partners, L.P. ("TEP"), of which Clean Energy Capital, LLC ("CEC") was the general partner and investment advisor and had sole voting and dispositive power over its assets. On October 31, 2014, the term of TEP expired; and, in connection with the liquidation of TEP, the Units were distributed to the limited partners of TEP. At all times, CEC and Scott Brittenham have disclaimed beneficial ownership of these Units and are no longer under any obligation to report transactions with respect to these Units.
- [F10]Scott Brittenham, a director of the Issuer, is President of CEC and may therefore be deemed an indirect beneficial owner of the Units. Scott Brittenham disclaims beneficial ownership of these Units.
- [F2]See Exhibit 99.1.
- [F3]These Units were previously owned by Ethanol Capital Partners, LP Series M ("Series M"), of which CEC was the general partner and investment advisor and had sole voting and dispositive power over its assets. The term of Series M expired; and effective January 1, 2015, in connection with the liquidation of Series M, the Units were distributed to the series limited partners of Series M. At all times, CEC and Scott Brittenham have disclaimed beneficial ownership of these Units and are no longer under any obligation to report transactions with respect to these Units.
- [F4]These Units were previously owned by Ethanol Capital Partners, LP Series E ("Series E"), of which CEC was the general partner and investment advisor and had sole voting and dispositive power over its assets. On May 26, 2015, the term of Series E expired; and, in connection with the liquidation of Series E, the Units were distributed to the series limited partners of Series E. At all times, CEC and Scott Brittenham have disclaimed beneficial ownership of these Units and are no longer under any obligation to report transactions with respect to these Units.
- [F5]These Units were previously owned by Ethanol Capital Partners, LP Series H ("Series H"), of which CEC was the general partner and investment advisor and had sole voting and dispositive power over its assets. On July 31, 2015, the term of Series H expired; and, in connection with the liquidation of Series H, the Units were distributed to the series limited partners of Series H. At all times, CEC and Scott Brittenham have disclaimed beneficial ownership of these Units and are no longer under any obligation to report transactions with respect to these Units.
- [F6]These Units were previously owned by Ethanol Capital Partners, LP Series I ("Series I"), of which CEC was the general partner and investment advisor and had sole voting and dispositive power over its assets. On July 31, 2015, the term of Series I expired; and, in connection with the liquidation of Series I, the Units were distributed to the series limited partners of Series I. At all times, CEC and Scott Brittenham have disclaimed beneficial ownership of these Units and are no longer under any obligation to report transactions with respect to these Units.
- [F7]These Units are owned by Ethanol Capital Partners, LP Series V, of which CEC is the general partner and investment advisor and has sole voting and dispositive power over its assets. CEC disclaims beneficial ownership of these Units.
- [F8]These Units are owned by Ethanol Capital Partners, LP Series T, of which CEC is the general partner and investment advisor and has sole voting and dispositive power over its assets. CEC disclaims beneficial ownership of these Units.
- [F9]These Units are owned by Ethanol Capital Partners, LP Series R, of which CEC is the general partner and investment advisor and has sole voting and dispositive power over its assets. CEC disclaims beneficial ownership of these Units.
Issuer
Advanced BioEnergy, LLC
CIK 0001325740
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001325740
Filing Metadata
- Form type
- 5
- Filed
- Jan 27, 7:00 PM ET
- Accepted
- Jan 28, 3:54 PM ET
- Size
- 42.1 KB