3//SEC Filing
AMERICAN APPAREL, INC 3
Accession 0000899243-16-013393
CIK 0001336545operating
Filed
Feb 15, 7:00 PM ET
Accepted
Feb 16, 5:00 PM ET
Size
28.1 KB
Accession
0000899243-16-013393
Insider Transaction Report
Form 3
Shackelton Christopher S
Director10% Owner
Holdings
- (indirect: See footnote)
Minority Equityholder Notes Claims
Exercise: $10.00From: 2016-02-05Exp: 2016-03-07→ Units (11,684 underlying) - 1,512,901(indirect: See footnotes)
Units
Coliseum Capital, LLC
Director10% Owner
Holdings
- 1,512,901(indirect: See footnotes)
Units
- (indirect: See footnote)
Minority Equityholder Notes Claims
Exercise: $10.00From: 2016-02-05Exp: 2016-03-07→ Units (11,684 underlying)
COLISEUM CAPITAL PARTNERS L P
Director10% Owner
Holdings
- 1,512,901(indirect: See footnotes)
Units
- (indirect: See footnote)
Minority Equityholder Notes Claims
Exercise: $10.00From: 2016-02-05Exp: 2016-03-07→ Units (11,684 underlying)
Coliseum Capital Partners II, L.P.
Director10% Owner
Holdings
- 1,512,901(indirect: See footnotes)
Units
- (indirect: See footnote)
Minority Equityholder Notes Claims
Exercise: $10.00From: 2016-02-05Exp: 2016-03-07→ Units (11,684 underlying)
Coliseum Capital Management, LLC
Director10% Owner
Holdings
- 1,512,901(indirect: See footnotes)
Units
- (indirect: See footnote)
Minority Equityholder Notes Claims
Exercise: $10.00From: 2016-02-05Exp: 2016-03-07→ Units (11,684 underlying)
Gray Adam
Director10% Owner
Holdings
- (indirect: See footnote)
Minority Equityholder Notes Claims
Exercise: $10.00From: 2016-02-05Exp: 2016-03-07→ Units (11,684 underlying) - 1,512,901(indirect: See footnotes)
Units
Footnotes (3)
- [F1]These securities were issued in connection with Joint Plan of Reorganization (the "Plan") of American Apparel, Inc. et al. These securities are directly held as follows: (a) 924,715 Units by Coliseum Capital Partners, L.P., an investment limited partnership ("CCP"), of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) 212,710 Units by Coliseum Capital Partners II, L.P., an investment limited partnership ("CCP2"), of which CC is general partner and for which CCM serves as investment adviser, and (c) 375,476 Units by a separate account investment advisory client of CCM (the "Separate Account").
- [F2]Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.
- [F3]Pursuant to the Plan and related agreements, holders of Minority Equityholder Notes Claims may convert those claims into Units at $10 per Unit until March 7, 2016. These securities are directly held by CCP, CCP2 and the Separate Account. Following the transactions reported herein, CCP, CCP2 and the Separate Account may convert their Minority Equityholder Notes Claims into 7,071, 1,803 and 2,810 Units, respectively.
Issuer
AMERICAN APPAREL, INC
CIK 0001336545
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001336545
Filing Metadata
- Form type
- 3
- Filed
- Feb 15, 7:00 PM ET
- Accepted
- Feb 16, 5:00 PM ET
- Size
- 28.1 KB