4//SEC Filing
UNIVERSAL BIOSENSORS INC 4
Accession 0000899243-16-013823
CIK 0001279695operating
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 2:24 PM ET
Size
20.9 KB
Accession
0000899243-16-013823
Insider Transaction Report
Form 4
Chambers Garry
Vice President, Operations
Transactions
- Sale
Common stock
2015-12-16$0.45/sh−100,000$45,000→ 2,245,064 total - Award
Common stock
2016-02-17+2,500→ 2,247,564 total
Holdings
- 40,000
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2020-12-13→ Common Stock (40,000 underlying) - 40,000
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2020-12-13→ Common Stock (40,000 underlying) - 25,000
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2019-11-12→ Common Stock (25,000 underlying) - 25,000
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2018-11-17→ Common Stock (25,000 underlying) - 25,000
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2017-11-10→ Common Stock (25,000 underlying) - 100,000
Stock Option (Right to Buy)
Exercise: $1.72Exp: 2019-11-09→ Common Stock (100,000 underlying) - 105,000
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2019-06-28→ Common Stock (105,000 underlying) - 16,667
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2019-05-14→ Common Stock (16,667 underlying) - 100,000
Stock Option (Right to Buy)
Exercise: $0.89Exp: 2018-03-16→ Common Stock (100,000 underlying) - 36,000
Stock Option (Right to Buy)
Exercise: $1.18Exp: 2017-03-22→ Common Stock (36,000 underlying)
Footnotes (11)
- [F1]The sale price of the securities is reported in Australian dollars.
- [F10]1/3 of the stock options vested and became exercisable on 12/31/2008. 1/3 of the stock options vested and became exercisable on 12/31/2009. The remaining stock options vested and became exercisable on 12/31/2010.
- [F11]The stock options vested and became exercisable in three equal tranches on 12/31/07, 12/31/08, and 12/31/09.
- [F2]13,333 stock options vested and became exercisable on 12/31/2015, 13,333 stock options vest and become exercisable on 12/31/2016, and 13,334 stock options vest and become exercisable on 12/31/2017.
- [F3]13,333 stock options vested and became exercisable on 12/31/2014, 13,333 stock options vested and became exercisable on 12/31/2015, and 13,334 stock options vest and become exercisable on 12/31/2016.
- [F4]8,333 stock options vested and became exercisable on 12/31/2013, 8,333 stock options vested and became exercisable on 12/31/2014, and 8,334 stock options vest and become exercisable on 12/31/2015.
- [F5]8,333 stock options vested and became exercisbale on 12/31/2012, 8,333 stock options vested and became exercisbale on 12/31/2013, and 8,334 stock options vested and became exercisable on 12/31/2014.
- [F6]8,333 stock options vested and became exercisbale on 12/31/2011, 8,333 stock options vested and became exercisbale on 12/31/2012, and 8,334 stock options vested and became exercisable on 12/31/2013.
- [F7]1/3 of the stock options vested and became exercisable on 12/31/2010, 1/3 of the stock options vested and became exercisable on 12/31/2011 and the remaining stock options vested and became exercisable on 12/31/2012.
- [F8]10,000 stock options vest and become exercisable on 12/31/2010, 21,666 stock options vested and became exercisable on 12/31/2011, 35,000 stock options vested and became exercisable on 12/31/2012, 25,000 stock options vest and become exercisable on 12/31/2013, and 13,334 stock options vest and become exercisable on 12/31/2014.
- [F9]8,333 stock options were exercised on 2/10/2010. 8,333 stock options vested and became exercisable on 12/31/2010 and the remaining stock options vested and became exercisable on 12/31/2011.
Documents
Issuer
UNIVERSAL BIOSENSORS INC
CIK 0001279695
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001279695
Filing Metadata
- Form type
- 4
- Filed
- Feb 18, 7:00 PM ET
- Accepted
- Feb 19, 2:24 PM ET
- Size
- 20.9 KB