ALIGN TECHNOLOGY INC 4

Accession 0000899243-16-014205

$ALGNCIK 0001097149operating

View on SEC.gov Company Profile

Filed

Feb 23, 7:00 PM ET

Accepted

Feb 24, 4:06 PM ET

Size

24.3 KB

Accession

0000899243-16-014205

Insider Transaction Report

Form 4

Period: 2016-02-20

ALIGN TECHNOLOGY INCALGN

Erfurth Jennifer

VP, Global HR

Transactions

Exercise/Conversion
Common Stock
2016-02-20+16,950→ 17,819 total
Award
Market Stock Unit
2016-02-20+10,500→ 10,500 total
Exercise: $0.00→ Common Stock (10,500 underlying)
Exercise/Conversion
Restricted Stock Unit
2016-02-20−1,500→ 1,500 total
Exercise: $0.00→ Common Stock (1,500 underlying)
Exercise/Conversion
Restricted Stock Unit
2016-02-20−2,450→ 2,450 total
Exercise: $0.00→ Common Stock (2,450 underlying)
Award
Restricted Stock Unit
2016-02-20+7,000→ 7,000 total
Exercise: $0.00→ Common Stock (7,000 underlying)
Tax Payment
Common Stock
2016-02-20$63.29/sh−7,059$446,764→ 10,760 total
Exercise/Conversion
Restricted Stock Unit
2016-02-20−2,375→ 4,750 total
Exercise: $0.00→ Common Stock (2,375 underlying)
Exercise/Conversion
Restricted Stock Unit
2016-02-20−1,625→ 4,875 total
Exercise: $0.00→ Common Stock (1,625 underlying)
Exercise/Conversion
Market Stock Unit
2016-02-20−9,000→ 0 total
Exercise: $0.00→ Common Stock (9,000 underlying)

Footnotes (9)

[F1]Includes 183 shares issued on January 29, 2016 under the ALGN ESPP.
[F2]Represents par value of ALGN common stock.
[F3]1/4th of the restricted stock unit granted on February 20, 2013 became vested on February 20, 2016 and shares were delivered to reporting person on February 22, 2016. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
[F4]1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2016 and shares were delivered to reporting person on February 22, 2016. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
[F5]1/2 of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2016 and shares were delivered to reporting person on February 22, 2016. 1/2 of the restricted stock unit will vest on February 20, 2017 and shares will be delivered to reporting person on such vest date.
[F6]1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2016 and shares were delivered to reporting person on February 22, 2016. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
[F7]Represents the maximum number of shares which may be issued under the market stock unit granted on February 20, 2013.
[F8]1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
[F9]Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

ALIGN TECHNOLOGY INC

CIK 0001097149

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001097149

Filing Metadata

Form type: 4
Filed: Feb 23, 7:00 PM ET
Accepted: Feb 24, 4:06 PM ET
Size: 24.3 KB

View on SEC.gov