Home/Filings/4/0000899243-16-014211
4//SEC Filing

ALIGN TECHNOLOGY INC 4

Accession 0000899243-16-014211

$ALGNCIK 0001097149operating

Filed

Feb 23, 7:00 PM ET

Accepted

Feb 24, 4:11 PM ET

Size

19.3 KB

Accession

0000899243-16-014211

Insider Transaction Report

Form 4
Period: 2016-02-20
WHITE DAVID L
Chief Financial Officer
Transactions
  • Exercise/Conversion

    Restricted Stock Unit

    2016-02-201,8753,750 total
    Exercise: $0.00Common Stock (1,875 underlying)
  • Award

    Restricted Stock Unit

    2016-02-20+10,00010,000 total
    Exercise: $0.00Common Stock (10,000 underlying)
  • Exercise/Conversion

    Common Stock

    2016-02-20+8,75014,839 total
  • Tax Payment

    Common Stock

    2016-02-20$63.29/sh3,290$208,22411,549 total
  • Exercise/Conversion

    Restricted Stock Unit

    2016-02-204,0004,000 total
    Exercise: $0.00Common Stock (4,000 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2016-02-202,8758,625 total
    Exercise: $0.00Common Stock (2,875 underlying)
  • Award

    Market Stock Unit

    2016-02-20+15,00015,000 total
    Exercise: $0.00Common Stock (15,000 underlying)
Footnotes (7)
  • [F1]Includes 453 shares issued on January 29, 2016 under the ALGN ESPP.
  • [F2]Represents par value of ALGN common stock.
  • [F3]1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2016 and shares were delivered to reporting person on February 22, 2016. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
  • [F4]1/2 of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2016 and shares were delivered to reporting person on February 22, 2016. 1/2 of the restricted stock unit will vest on February 20, 2017 and shares will be delivered to reporting person on such vest date.
  • [F5]1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2016 and shares were delivered to reporting person on February 22, 2016. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
  • [F6]1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
  • [F7]Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Issuer

ALIGN TECHNOLOGY INC

CIK 0001097149

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001097149

Filing Metadata

Form type
4
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 4:11 PM ET
Size
19.3 KB