4//SEC Filing
SUNPOWER CORP 4
Accession 0000899243-16-015227
CIK 0000867773operating
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 5:41 PM ET
Size
30.5 KB
Accession
0000899243-16-015227
Insider Transaction Report
Form 4
SUNPOWER CORPSPWR
NEESE MARTY T
Chief Operating Officer
Transactions
- Exercise/Conversion
Common Stock
2016-03-01+32,036→ 120,398 total - Exercise/Conversion
Common Stock
2016-03-01+23,334→ 143,732 total - Exercise/Conversion
Common Stock
2016-03-01+7,046→ 150,778 total - Exercise/Conversion
Restricted Stock Units (RSUs)
2016-03-01−5,667→ 5,666 total→ Common Stock (5,667 underlying) - Exercise/Conversion
Restricted Stock Units (RSUs)
2016-03-01−2,800→ 5,600 total→ Common Stock (2,800 underlying) - Tax Payment
Common Stock
2016-03-01$23.68/sh−3,677$87,071→ 142,475 total - Tax Payment
Common Stock
2016-03-01$23.68/sh−12,176$288,328→ 130,299 total - Exercise/Conversion
Restricted Stock Units (RSUs)
2016-03-01−23,334→ 0 total→ Common Stock (23,334 underlying) - Exercise/Conversion
Performance-Based Restricted Stock Units (PSUs)
2016-03-01−7,046→ 7,046 total→ Common Stock (7,046 underlying) - Exercise/Conversion
Common Stock
2016-03-01+5,667→ 156,445 total - Exercise/Conversion
Common Stock
2016-03-01+2,800→ 159,245 total - Tax Payment
Common Stock
2016-03-01$23.68/sh−13,016$308,219→ 146,152 total - Tax Payment
Common Stock
2016-03-01$23.68/sh−2,958$70,045→ 127,341 total - Tax Payment
Common Stock
2016-03-01$23.68/sh−1,462$34,620→ 125,879 total - Exercise/Conversion
Performance-Based Restricted Stock Units (PSUs)
2016-03-01−32,036→ 0 total→ Common Stock (32,036 underlying)
Footnotes (8)
- [F1]Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
- [F2]The PSUs were earned based on performance in a prior year but were then subject to time-based vesting. The last vesting date for these PSUs was March 1, 2016.
- [F3]Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares.
- [F4]Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
- [F5]The last vesting date for these RSUs was March 1, 2016.
- [F6]The PSUs were earned based on performance in a prior year but were then subject to time-based vesting. The remaining portion of these PSUs will vest on March 1, 2017.
- [F7]The remaining portion of these RSUs will vest on March 1, 2017.
- [F8]The remaining portion of these RSUs will vest in installments on March 1, 2017 and March 1, 2018.
Documents
Issuer
SUNPOWER CORP
CIK 0000867773
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000867773
Filing Metadata
- Form type
- 4
- Filed
- Mar 2, 7:00 PM ET
- Accepted
- Mar 3, 5:41 PM ET
- Size
- 30.5 KB