$PHLT·4

Performant Financial Corp · Mar 10, 6:05 AM ET

Performant Financial Corp 4

4 · Performant Financial Corp · Filed Mar 10, 2016

Insider Transaction Report

Form 4
Period: 2016-03-09
Orvell Hakan
Chief Financial Officer
Transactions
  • Tax Payment

    Common Stock

    2016-03-07$1.74/sh17,159$29,85728,111 total
  • Exercise/Conversion

    Common Stock

    2016-03-07+37,50045,270 total
  • Exercise/Conversion

    Restricted Stock Units

    2016-03-07+37,50075,000 total
    Exp: 2025-06-17Common Stock (37,500 underlying)
Holdings
  • Restricted Stock Units

    Common Stock (12,875 underlying)
    38,625
  • Restricted Stock Units

    Common Stock (120,000 underlying)
    120,000
Footnotes (5)
  • [F1]Shares surrendered to pay tax liability due on vesting of Restricted Stock Units.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of PFMT's common stock. The units were awarded at no cost to Reporting Person.
  • [F3]Restricted Stock Unit Award granted on February 23, 2016 vests at a rate of 25% annually on the first, second, third and fourth anniversaries of the grant date, provided that the Reporting Person remains in continuous service through each vest date.
  • [F4]Restricted Stock Unit Award granted on August 13, 2014 vests at a rate of 25% annually on the first, second, third and fourth anniversaries of the grant date, provided that the Reporting Person remains in continuous service through each vest date.
  • [F5]Restricted Stock Unit Award granted on June 17, 2015. Upon the achievement of certain financial metrics the grant vested with respect to 50% of the awarded stock units on March 5, 2016, and 25% of the grant will vest on each of March 5, 2017 and March 5, 2018, provided that the Reporting Person remains in continuous service through each vest date.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION