Home/Filings/4/0000899243-16-017490
4//SEC Filing

ZAFGEN, INC. 4

Accession 0000899243-16-017490

$LRMRCIK 0001374690operating

Filed

Apr 3, 8:00 PM ET

Accepted

Apr 4, 9:00 PM ET

Size

8.4 KB

Accession

0000899243-16-017490

Insider Transaction Report

Form 4
Period: 2016-04-01
Transactions
  • Disposition to Issuer

    Common Stock

    2016-04-01$7.91/sh4,424$34,9940 total
  • Award

    Stock Option (Right to Buy)

    2016-04-01+6,1006,100 total
    Exercise: $7.91Exp: 2026-04-01Common Stock (6,100 underlying)
Footnotes (2)
  • [F1]In a Form 4 filed on January 27, 2016, a grant of 4,424 shares of common stock on January 25, 2016 (the "Original Grant") was reported on behalf of the Reporting Person in lieu of cash fees under the Non-Employee Director Compensation Policy (the "Policy") pursuant to a Restricted Stock Agreement at a price equal to $7.91 per share, the market price of the stock on the grant date (the "Original Price"), subject to vest over a period of one year starting January 1, 2016 on a quarterly basis in arrears. It was recently determined that the Original Grant was made owing to an administrative error, since the Reporting Person requested a stock option in lieu of cash fees under the Policy.
  • [F2](Continued from Footnote 1) To correct the error, the Company canceled the Original Grant on April 1, 2016 and granted a stock option (the "Replacement Option") to the Reporting Person in lieu of cash fees under the Policy pursuant to a Non-Qualified Stock Option Agreement at an exercise price equal to the Original Price, subject to vest over a period of one year starting January 1, 2016 on a quarterly basis in arrears. The correction is reported in this Form 4 as a cancellation of the Original Grant and the grant of the Replacement Option.

Issuer

ZAFGEN, INC.

CIK 0001374690

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001374690

Filing Metadata

Form type
4
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 9:00 PM ET
Size
8.4 KB