4//SEC Filing
Northern Power Systems Corp. 4
Accession 0000899243-16-017755
CIK 0001605997operating
Filed
Apr 6, 8:00 PM ET
Accepted
Apr 7, 3:02 PM ET
Size
8.7 KB
Accession
0000899243-16-017755
Insider Transaction Report
Form 4
Allen & CO LLC
10% Owner
Transactions
- Other
Common Stock
2016-02-10−3,799,376→ 0 total(indirect: See Footnote)
ALLEN OPERATIONS LLC
10% Owner
Transactions
- Other
Common Stock
2016-02-10−3,799,376→ 0 total(indirect: See Footnote)
Allen Herbert A III
10% Owner
Transactions
- Other
Common Stock
2016-02-10−3,799,376→ 0 total(indirect: See Footnote)
Footnotes (2)
- [F1]This report on Form 4 relates to shares that were owned directly by Allen & Company LLC, which is a wholly owned subsidiary of Allen Operations LLC. Herbert A. Allen III is the President of Allen & Company LLC and Allen Operations LLC. Mr. Allen and Allen Operations LLC were deemed indirect beneficial owners of the reported securities. Mr. Allen and Allen Operations LLC expressly disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interests therein, if any.
- [F2]Certain employees, affiliates and related parties of Allen & Company LLC held a beneficial interest in the shares held of record by Allen & Company LLC. Allen & Company LLC distributed all such shares to the applicable beneficial owners, and, as a result, Allen & Company LLC no longer owns or controls any shares of Common Stock of the Issuer.
Documents
Issuer
Northern Power Systems Corp.
CIK 0001605997
Entity typeoperating
IncorporatedBritish Columbia, Canada
Related Parties
1- filerCIK 0001605997
Filing Metadata
- Form type
- 4
- Filed
- Apr 6, 8:00 PM ET
- Accepted
- Apr 7, 3:02 PM ET
- Size
- 8.7 KB