ASTRO MED INC /NEW/ 4
4 · ASTRO MED INC /NEW/ · Filed Apr 12, 2016
Insider Transaction Report
Form 4
OCONNELL JOSEPH P
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2016-04-08+1,875→ 107,143 total - Other
Restricted Stock Unit
2016-04-08−3,750→ 0 total→ Common Stock (3,750 underlying) - Tax Payment
Common Stock
2016-04-08$13.48/sh−626$8,438→ 106,517 total - Exercise/Conversion
Restricted Stock Unit
2016-04-08−1,875→ 3,750 total→ Common Stock (1,875 underlying)
Holdings
- 2,262(indirect: Held in Employee Stock Ownership Plan)
Common Stock
Footnotes (4)
- [F1]Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.
- [F2]The restricted stock units vested on April 8, 2016.
- [F3]The restricted stock units were forfeited by the reporting person pursuant to the terms of the award granted on April 3, 2013.
- [F4]Represents the forfeiture of restricted stock units granted to the reporting person on April 3, 2013 that were eligible to vest based on certain financial performance objectives. Upon grant, the target vesting amount was reported in Table II of Form 4. On April 8, 2016, the Issuer determined that, based on the Issuer's performance over the applicable performance period, 1,875 restricted stock units would vest and 3,750 restricted stock units would be forfeited.