Home/Filings/4/0000899243-16-017946
4//SEC Filing

ASTRO MED INC /NEW/ 4

Accession 0000899243-16-017946

$ALOTCIK 0000008146operating

Filed

Apr 11, 8:00 PM ET

Accepted

Apr 12, 10:02 AM ET

Size

12.2 KB

Accession

0000899243-16-017946

Insider Transaction Report

Form 4
Period: 2016-04-08
OCONNELL JOSEPH P
Chief Financial Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2016-04-08+1,875107,143 total
  • Other

    Restricted Stock Unit

    2016-04-083,7500 total
    Common Stock (3,750 underlying)
  • Tax Payment

    Common Stock

    2016-04-08$13.48/sh626$8,438106,517 total
  • Exercise/Conversion

    Restricted Stock Unit

    2016-04-081,8753,750 total
    Common Stock (1,875 underlying)
Holdings
  • Common Stock

    (indirect: Held in Employee Stock Ownership Plan)
    2,262
Footnotes (4)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.
  • [F2]The restricted stock units vested on April 8, 2016.
  • [F3]The restricted stock units were forfeited by the reporting person pursuant to the terms of the award granted on April 3, 2013.
  • [F4]Represents the forfeiture of restricted stock units granted to the reporting person on April 3, 2013 that were eligible to vest based on certain financial performance objectives. Upon grant, the target vesting amount was reported in Table II of Form 4. On April 8, 2016, the Issuer determined that, based on the Issuer's performance over the applicable performance period, 1,875 restricted stock units would vest and 3,750 restricted stock units would be forfeited.

Issuer

ASTRO MED INC /NEW/

CIK 0000008146

Entity typeoperating
IncorporatedRI

Related Parties

1
  • filerCIK 0000008146

Filing Metadata

Form type
4
Filed
Apr 11, 8:00 PM ET
Accepted
Apr 12, 10:02 AM ET
Size
12.2 KB