4//SEC Filing
NexPoint Credit Strategies Fund 4
Accession 0000899243-16-018426
$NXDTCIK 0001356115operating
Filed
Apr 21, 8:00 PM ET
Accepted
Apr 22, 4:05 PM ET
Size
13.1 KB
Accession
0000899243-16-018426
Insider Transaction Report
Form 4
Dugaboy Investment Trust
10% Owner
Transactions
- Other
Common Stock
2016-04-20$18.52/sh+28,940.974$535,987→ 1,974,160.96 total
Holdings
- 17,608.42(indirect: By employee benefit plan)
Common Stock
- 593,345.415(indirect: See Footnote)
Common Stock
- 3,995.468
Common Stock
- 39,284.527(indirect: By Trust)
Common Stock
DONDERO NANCY MARIE
10% Owner
Transactions
- Other
Common Stock
2016-04-20$18.52/sh+28,940.974$535,987→ 1,974,160.96 total
Holdings
- 39,284.527(indirect: By Trust)
Common Stock
- 593,345.415(indirect: See Footnote)
Common Stock
- 17,608.42(indirect: By employee benefit plan)
Common Stock
- 3,995.468
Common Stock
DONDERO JAMES D
President
Transactions
- Other
Common Stock
2016-04-20$18.52/sh+28,940.974$535,987→ 1,974,160.96 total
Holdings
- 593,345.415(indirect: See Footnote)
Common Stock
- 3,995.468
Common Stock
- 17,608.42(indirect: By employee benefit plan)
Common Stock
- 39,284.527(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]These shares are held by The Dugaboy Investment Trust (the "Trust") pursuant to an employee purchase plan. Ms. Dondero is the trustee of the Trust. Ms. Dondero and Mr. Dondero disclaim beneficial ownership of such shares.
- [F2]Includes shares acquired under the issuer's dividend reinvestment plan.
- [F3]These shares are held pursuant to an employee benefit plan.
- [F4]These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F5]These shares are held directly by Mr. Dondero.
Issuer
NexPoint Credit Strategies Fund
CIK 0001356115
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001356115
Filing Metadata
- Form type
- 4
- Filed
- Apr 21, 8:00 PM ET
- Accepted
- Apr 22, 4:05 PM ET
- Size
- 13.1 KB