EMPIRE RESORTS INC 4
4 · EMPIRE RESORTS INC · Filed May 11, 2016
Insider Transaction Report
Form 4
Palumbo Nancy
Director
Transactions
- Disposition to Issuer
Common Stock, $.01 par value per share
2016-05-10$18.20/sh−1,088$19,802→ 62,580 total - Exercise/Conversion
Stock Option (right to buy)
2016-05-10−2,000→ 0 totalExercise: $7.95Exp: 2017-11-06→ Common stock, $.01 par value per share (2,000 underlying) - Exercise/Conversion
Stock Option (right to buy)
2016-05-10−2,000→ 0 totalExercise: $9.90Exp: 2016-12-13→ Common stock, $.01 par value per share (2,000 underlying) - Disposition to Issuer
Common Stock, $.01 par value per share
2016-05-10$18.20/sh−874$15,907→ 63,706 total - Exercise/Conversion
Common Stock, $.01 par value per share
2016-05-10$9.90/sh+2,000$19,800→ 63,668 total - Exercise/Conversion
Common Stock, $.01 par value per share
2016-05-10$7.95/sh+2,000$15,900→ 64,580 total
Footnotes (4)
- [F1]The exercise of the option was net settled with the Company and 1,088 shares were withheld to pay the applicable exercise price pursuant to Section 16b-3(e) under the Securities Exchange Act of 1934.
- [F2]The exercise of the option was net settled with the Company and 874 shares were withheld to pay the applicable exercise price pursuant to Section 16b-3(e) under the Securities Exchange Act of 1934.
- [F3]The option was fully vested and exercisable as of September 14, 2012.
- [F4]The option was fully vested and exercisable as of August 7, 2013.