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Home/Filings/4/0000899243-16-020828
4//SEC Filing

NexPoint Credit Strategies Fund 4

Accession 0000899243-16-020828

$NXDTCIK 0001356115operating
View on SEC.govCompany Profile

Filed

May 23, 8:00 PM ET

Accepted

May 24, 6:23 PM ET

Size

12.9 KB

Accession

0000899243-16-020828

Insider Transaction Report

Form 4
Period: 2016-05-20
NexPoint Credit Strategies Fund"NHF"
Dugaboy Investment Trust
10% Owner
Transactions
  • Other

    Common Stock

    2016-05-20$19.98/sh+27,222.716$543,918→ 2,022,611.87 total
Holdings

  • Common Stock

    (indirect: By employee benefit plan)
    18,930.707

  • Common Stock

    4,045.41

  • Common Stock

    (indirect: By Trust)
    39,844.238

  • Common Stock

    (indirect: See Footnote 4)
    594,291.317
DONDERO NANCY MARIE
10% Owner
Transactions
  • Other

    Common Stock

    2016-05-20$19.98/sh+27,222.716$543,918→ 2,022,611.87 total
Holdings

  • Common Stock

    (indirect: By Trust)
    39,844.238

  • Common Stock

    (indirect: See Footnote 4)
    594,291.317

  • Common Stock

    (indirect: By employee benefit plan)
    18,930.707

  • Common Stock

    4,045.41
DONDERO JAMES D
President
Transactions
  • Other

    Common Stock

    2016-05-20$19.98/sh+27,222.716$543,918→ 2,022,611.87 total
Holdings

  • Common Stock

    (indirect: See Footnote 4)
    594,291.317

  • Common Stock

    4,045.41

  • Common Stock

    (indirect: By employee benefit plan)
    18,930.707

  • Common Stock

    (indirect: By Trust)
    39,844.238
Footnotes (5)
  • [F1]These shares are held by The Dugaboy Investment Trust (the "Trust") pursuant to an employee purchase plan. Ms. Dondero is the trustee of the Trust. Ms. Dondero and Mr. Dondero disclaim beneficial ownership of such shares.
  • [F2]Includes shares acquired under the issuer's dividend reinvestment plan.
  • [F3]These shares are held pursuant to an employee benefit plan.
  • [F4]These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  • [F5]These shares are held directly by Mr. Dondero.

Documents

2 files

Issuer

NexPoint Credit Strategies Fund

CIK 0001356115

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001356115

Filing Metadata

Form type
4
Filed
May 23, 8:00 PM ET
Accepted
May 24, 6:23 PM ET
Size
12.9 KB
View on SEC.gov