OPOWER, INC.·4

Jun 14, 12:56 PM ET

OPOWER, INC. 4

4 · OPOWER, INC. · Filed Jun 14, 2016

Insider Transaction Report

Form 4
Period: 2016-06-14
Kirsch Jeremy
SVP, Worldwide Sales
Transactions
  • Disposition from Tender

    Common Stock

    2016-06-14$10.30/sh397,351$4,092,7150 total
  • Disposition from Tender

    Stock Option (Right to Buy)

    2016-06-1439,1660 total
    Exercise: $10.30Exp: 2022-09-13Common Stock (39,166 underlying)
  • Disposition from Tender

    Stock Option (Right to Buy)

    2016-06-1430,7540 total
    Exercise: $10.30Exp: 2023-04-16Common Stock (30,754 underlying)
  • Disposition from Tender

    Stock Option (Right to Buy)

    2016-06-14422,0000 total
    Exercise: $10.30Exp: 2018-07-26Common Stock (422,000 underlying)
  • Disposition from Tender

    Stock Option (Right to Buy)

    2016-06-1449,4540 total
    Exercise: $10.30Exp: 2023-04-16Common Stock (49,454 underlying)
Footnotes (5)
  • [F1]Disposed of pursuant to the closing on June 14, 2016 of a cash tender offer by Olympus II Acquisition Corporation, a Delaware corporation ("Merger Subsidiary"), which is a subsidiary of OC Acquisition LLC, a Delaware limited liability company ("Parent"), which is a subsidiary of Oracle Corporation, a Delaware corporation ("Oracle").
  • [F2]This option was granted on July 27, 2008 pursuant to Opower's 2007 Stock Plan. The vested portion of such option was cancelled and extinguished in exchange for a cash payment as described in the Agreement and Plan of Merger, dated as of May 1, 2016 (the "Merger Agreement"), by and among Opower, Merger Subsidiary, Parent and Oracle, pursuant to which Oracle acquired Opower in a merger (the "Merger") that became effective on June 14, 2016. The unvested portion was assumed by Oracle in the Merger and converted in accordance with the exchange ratio as set forth in the Merger Agreement.
  • [F3]This option was granted on September 14, 2012 pursuant to Opower's 2007 Stock Plan. The vested portion of such option was cancelled and extinguished in exchange for a cash payment as described in the Merger Agreement. The unvested portion was assumed by Oracle in the Merger and converted in accordance with the exchange ratio as set forth in the Merger Agreement.
  • [F4]This option was granted on April 17, 2013 pursuant to Opower's 2007 Stock Plan. The vested portion of such option was cancelled and extinguished in exchange for a cash payment as described in the Merger Agreement. The unvested portion was assumed by Oracle in the Merger and converted in accordance with the exchange ratio as set forth in the Merger Agreement.
  • [F5]This option was granted on April 17, 2013 pursuant to Opower's 2007 Stock Plan. The vested portion of such RSU was cancelled and extinguished in exchange for a cash payment as described in the Merger Agreement. The unvested portion was assumed by Oracle in the Merger and converted in accordance with the exchange ratio as set forth in the Merger Agreement.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION