4//SEC Filing
Carlyle Holdings II L.P. 4
Accession 0000899243-16-023904
CIK 0001616862other
Filed
Jun 29, 8:00 PM ET
Accepted
Jun 30, 4:12 PM ET
Size
24.0 KB
Accession
0000899243-16-023904
Insider Transaction Report
Form 4
Carlyle Group Management L.L.C.
10% Owner
Transactions
- Sale
Common Shares
2016-06-28$27.93/sh−3,190,000$89,096,700→ 41,621,996 total(indirect: See footnotes)
Transactions
- Sale
Common Shares
2016-06-28$27.93/sh−3,190,000$89,096,700→ 41,621,996 total(indirect: See footnotes)
Transactions
- Sale
Common Shares
2016-06-28$27.93/sh−3,190,000$89,096,700→ 41,621,996 total(indirect: See footnotes)
CEP III Managing GP Holdings, Ltd.
10% Owner
Transactions
- Sale
Common Shares
2016-06-28$27.93/sh−3,190,000$89,096,700→ 41,621,996 total(indirect: See footnotes)
CEP III Managing GP, L.P.
10% Owner
Transactions
- Sale
Common Shares
2016-06-28$27.93/sh−3,190,000$89,096,700→ 41,621,996 total(indirect: See footnotes)
Carlyle Group L.P.
10% Owner
Transactions
- Sale
Common Shares
2016-06-28$27.93/sh−3,190,000$89,096,700→ 41,621,996 total(indirect: See footnotes)
Carlyle Holdings II GP L.L.C.
10% Owner
Transactions
- Sale
Common Shares
2016-06-28$27.93/sh−3,190,000$89,096,700→ 41,621,996 total(indirect: See footnotes)
Transactions
- Sale
Common Shares
2016-06-28$27.93/sh−3,190,000$89,096,700→ 41,621,996 total(indirect: See footnotes)
Carlyle Holdings II L.P.
10% Owner
Transactions
- Sale
Common Shares
2016-06-28$27.93/sh−3,190,000$89,096,700→ 41,621,996 total(indirect: See footnotes)
Carlyle Europe Partners III, L.P.
10% Owner
Transactions
- Sale
Common Shares
2016-06-28$27.93/sh−3,190,000$89,096,700→ 41,621,996 total(indirect: See footnotes)
Footnotes (2)
- [F1]Following the reported transactions, includes: 8,856,991 shares held by Carlyle Partners V SA1 Cayman, L.P. ("CPV SA1"), 7,985,251 shares held by Carlyle Partners V SA2 Cayman, L.P. ("CPV SA2"), 8,195,042 shares held by Carlyle Partners V SA3 Cayman, L.P. ("CPV SA3"), 513,430 shares held by Carlyle Partners V-A Cayman, L.P. ("CPV-A"), 972,771 shares held by CP V Coinvestment A Cayman, L.P. ("CPV Coinvest A"), 116,784 shares held by CP V Coinvestment B Cayman, L.P. ("CPV Coinvest B"), 5,292,850 shares held by Carlyle Coatings Partners, L.P. ("CCP" and, together with CPV SA1, CPV SA2, CPV SA3, CPV-A, CPV Coinvest A and CPV Coinvest B, the "Carlyle Cayman Shareholders") and 9,688,877 shares held by CEP III Participations, S.a r.l. SICAR ("CEP III" and, together with the Carlyle Cayman Shareholders, the "Carlyle Shareholders").
- [F2]Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the managing member of Carlyle Holdings II GP L.L.C., which is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of CP V General Partner, L.L.C. and the sole shareholder of CEP III Managing GP Holdings, Ltd. CP V General Partner, L.L.C. is the general partner of TC Group V Cayman, L.P., which is the general partner of each of the Carlyle Cayman Shareholders. CEP III Managing GP Holdings, Ltd. is the general partner of CEP III Managing GP, L.P., which is the general partner of Carlyle Europe Partners III, L.P., which is the sole shareholder of CEP III.
Documents
Issuer
Axalta Coating Systems Ltd.
CIK 0001616862
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001548630
Filing Metadata
- Form type
- 4
- Filed
- Jun 29, 8:00 PM ET
- Accepted
- Jun 30, 4:12 PM ET
- Size
- 24.0 KB