USMD Holdings, Inc. 4
4 · USMD Holdings, Inc. · Filed Jul 25, 2016
Insider Transaction Report
Form 4
Johnston Richard C.
Chief Physician Officer
Transactions
- Other
Common Stock ($.01 par value)
2016-07-22$3.90/sh+89$347→ 32,420 total(indirect: Indirectly held through UANT Ventures, L.P.) - Other
Common Stock ($.01 par value)
2016-07-22$2.17/sh−26$56→ 32,394 total(indirect: Indirectly held through UANT Ventures, L.P.)
Holdings
- 10,579
Common Stock ($.01 par value)
- 397(indirect: Indirectly held through Las Colinas Medical Group)
Common Stock ($.01 par value)
Footnotes (2)
- [F1]Dr. Johnston purchased additional partnership interests in UANT Ventures, L.P. ("Ventures"), which resulted in an increase in his indirect beneficial ownership of the shares of the issuer's common stock held by Ventures.
- [F2]As reported in a Form 4 filed on May 6, 2016, Dr. Johnston acquired additional partnership interests in Ventures, which increased his indirect beneficial ownership of the shares of the issuer's common stock held by Ventures. There was an error in the calculation of the amount of partnership interests Dr. Johnston was entitled to acquire in that transaction, which resulted in Dr. Johnston's acquisition of more partnership interests in Ventures than was intended. To correct the miscalculation, on July 22, 2016, Dr. Johnston disposed of some of his partnership interests in Ventures, which decreased his indirect beneficial ownership of the issuer.