4//SEC Filing
OCULAR THERAPEUTIX, INC 4
Accession 0000899243-16-026609
$OCULCIK 0001393434operating
Filed
Aug 8, 8:00 PM ET
Accepted
Aug 9, 4:38 PM ET
Size
12.4 KB
Accession
0000899243-16-026609
Insider Transaction Report
Form 4
Sawhney Amarpreet
DirectorPresident and CEO10% Owner
Transactions
- Exercise/Conversion
Common Stock
2016-08-05$1.35/sh+58,357$78,782→ 632,090 total - Exercise/Conversion
Stock Option (Right to Buy)
2016-08-05−58,357→ 0 totalExercise: $1.35Exp: 2016-08-11→ Common Stock (58,357 underlying)
Holdings
- 189,393(indirect: See Footnote)
Common Stock
- 846,377(indirect: See Footnote)
Common Stock
- 471,784(indirect: See Footnote)
Common Stock
- 379,419(indirect: See Footnote)
Common Stock
- 71,969(indirect: See Footnote)
Common Stock
Footnotes (6)
- [F1]The securities are directly held by Incept, LLC. The Reporting Person is a general partner of Incept, LLC. The Reporting Person expressly disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein.
- [F2]The securities are directly held by the Sangam Trust. The Reporting Person and his immediate family members are beneficiaries of the Sangam Trust. The Reporting Person expressly disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein.
- [F3]The securities are directly held by the SAFIGS Trust. The Reporting Person's immediate family members are beneficiaries of the SAFIGS Trust. The Reporting Person expressly disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein.
- [F4]The securities are directly held by the Sawhney Family Dynasty Trust. The Reporting Person's immediate family members are beneficiaries of the Sawhney Family Dynasty Trust. The Reporting Person expressly disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein.
- [F5]The securities are directly held by the Amarpreet S. Sawhney 2014 GRAT. The Reporting Person and his immediate family members are beneficiaries of the Amar S. Sawhney 2014 GRAT. The Reporting Person expressly disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein.
- [F6]This option was granted on August 12, 2011 and vests over four years, with 25% of the shares underlying the option vesting on August 12, 2012, and 2.0833% vesting monthly thereafter.
Documents
Issuer
OCULAR THERAPEUTIX, INC
CIK 0001393434
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001393434
Filing Metadata
- Form type
- 4
- Filed
- Aug 8, 8:00 PM ET
- Accepted
- Aug 9, 4:38 PM ET
- Size
- 12.4 KB