4//SEC Filing
AIRGAIN INC 4
Accession 0000899243-16-027679
$AIRGCIK 0001272842operating
Filed
Aug 18, 8:00 PM ET
Accepted
Aug 19, 8:31 AM ET
Size
31.4 KB
Accession
0000899243-16-027679
Insider Transaction Report
Form 4
AIRGAIN INCAIRG
GEN3 Capital Partners, LLC
10% Owner
Transactions
- Conversion
Series A Preferred Stock
2016-08-17−157,250→ 0 total(indirect: By Gen 3 Partners, Inc.)→ Common Stock (27,826 underlying) - Conversion
Series G Preferred Stock
2016-08-17−3,839,979→ 0 total(indirect: By GEN3 Capital I, LP)→ Common Stock (383,995 underlying) - Conversion
Series F Preferred Stock
2016-08-17−968,999→ 0 total(indirect: By GEN3 Capital I, LP)→ Common Stock (96,899 underlying) - Conversion
Dividend Right
2016-08-17−351,051→ 0 total(indirect: By GEN3 Capital I, LP)→ Common Stock (351,051 underlying) - Conversion
Series B Preferred Stock
2016-08-17−454,942→ 0 total(indirect: By Gen 3 Partners, Inc.)→ Common Stock (82,416 underlying) - Conversion
Series E Preferred Stock
2016-08-17−1,575,158→ 0 total(indirect: By GEN3 Capital I, LP)→ Common Stock (157,515 underlying) - Conversion
Dividend Right
2016-08-17−33,972→ 0 total(indirect: By Gen 3 Partners, Inc.)→ Common Stock (33,972 underlying) - Conversion
Series C Preferred Stock
2016-08-17−341,000→ 0 total(indirect: By Gen 3 Partners, Inc.)→ Common Stock (39,697 underlying) - Conversion
Series D Preferred Stock
2016-08-17−123,098→ 0 total(indirect: By Gen 3 Partners, Inc.)→ Common Stock (12,309 underlying) - Conversion
Common Stock
2016-08-17+1,185,680→ 1,403,282 total(indirect: See Footnotes)
GEN3 Capital I L P
10% Owner
Transactions
- Conversion
Series A Preferred Stock
2016-08-17−157,250→ 0 total(indirect: By Gen 3 Partners, Inc.)→ Common Stock (27,826 underlying) - Conversion
Series C Preferred Stock
2016-08-17−341,000→ 0 total(indirect: By Gen 3 Partners, Inc.)→ Common Stock (39,697 underlying) - Conversion
Series E Preferred Stock
2016-08-17−1,575,158→ 0 total(indirect: By GEN3 Capital I, LP)→ Common Stock (157,515 underlying) - Conversion
Dividend Right
2016-08-17−351,051→ 0 total(indirect: By GEN3 Capital I, LP)→ Common Stock (351,051 underlying) - Conversion
Series D Preferred Stock
2016-08-17−123,098→ 0 total(indirect: By Gen 3 Partners, Inc.)→ Common Stock (12,309 underlying) - Conversion
Common Stock
2016-08-17+1,185,680→ 1,403,282 total(indirect: See Footnotes) - Conversion
Series B Preferred Stock
2016-08-17−454,942→ 0 total(indirect: By Gen 3 Partners, Inc.)→ Common Stock (82,416 underlying) - Conversion
Series F Preferred Stock
2016-08-17−968,999→ 0 total(indirect: By GEN3 Capital I, LP)→ Common Stock (96,899 underlying) - Conversion
Series G Preferred Stock
2016-08-17−3,839,979→ 0 total(indirect: By GEN3 Capital I, LP)→ Common Stock (383,995 underlying) - Conversion
Dividend Right
2016-08-17−33,972→ 0 total(indirect: By Gen 3 Partners, Inc.)→ Common Stock (33,972 underlying)
GEN 3 PARTNERS INC
10% Owner
Transactions
- Conversion
Series F Preferred Stock
2016-08-17−968,999→ 0 total(indirect: By GEN3 Capital I, LP)→ Common Stock (96,899 underlying) - Conversion
Series G Preferred Stock
2016-08-17−3,839,979→ 0 total(indirect: By GEN3 Capital I, LP)→ Common Stock (383,995 underlying) - Conversion
Series D Preferred Stock
2016-08-17−123,098→ 0 total(indirect: By Gen 3 Partners, Inc.)→ Common Stock (12,309 underlying) - Conversion
Common Stock
2016-08-17+1,185,680→ 1,403,282 total(indirect: See Footnotes) - Conversion
Series A Preferred Stock
2016-08-17−157,250→ 0 total(indirect: By Gen 3 Partners, Inc.)→ Common Stock (27,826 underlying) - Conversion
Dividend Right
2016-08-17−351,051→ 0 total(indirect: By GEN3 Capital I, LP)→ Common Stock (351,051 underlying) - Conversion
Series B Preferred Stock
2016-08-17−454,942→ 0 total(indirect: By Gen 3 Partners, Inc.)→ Common Stock (82,416 underlying) - Conversion
Series E Preferred Stock
2016-08-17−1,575,158→ 0 total(indirect: By GEN3 Capital I, LP)→ Common Stock (157,515 underlying) - Conversion
Series C Preferred Stock
2016-08-17−341,000→ 0 total(indirect: By Gen 3 Partners, Inc.)→ Common Stock (39,697 underlying) - Conversion
Dividend Right
2016-08-17−33,972→ 0 total(indirect: By Gen 3 Partners, Inc.)→ Common Stock (33,972 underlying)
Footnotes (7)
- [F1]Represents 1,040,704 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 362,578 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners").
- [F2]The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and Jim K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims, Francis X. Egan, Arthur M. Toscanini and Michael Treacy may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in their capacity as directors of Gen 3 Partners. Each of the individuals and entities listed herein disclaims such beneficial ownership extent to the extent of his or its pecuniary interest therein.
- [F3]The Series A Preferred Stock is convertible at any time, at the holder's election and has no expiration date. The Series A Preferred Stock automatically converted into common stock on an approximately 1-to-0.177 split-adjusted basis upon the closing of the Issuer's initial public offering.
- [F4]The Series B Preferred Stock is convertible at any time, at the holder's election and has no expiration date. The Series B Preferred Stock automatically converted into common stock on an approximately 1-to-0.181 split-adjusted basis upon the closing of the Issuer's initial public offering.
- [F5]The Series C Preferred Stock is convertible at any time, at the holder's election and has no expiration date. The Series C Preferred Stock automatically converted into common stock on an approximately 1-to-0.116 split-adjusted basis upon the closing of the Issuer's initial public offering.
- [F6]The preferred stock is convertible at any time, at the holder's election and has no expiration date. The preferred stock automatically converted into common stock on an approximately 1-to-0.100 split-adjusted basis upon the closing of the Issuer's initial public offering.
- [F7]The dividend rights were paid in shares of the Issuer's common stock at the Issuer's election immediately upon the closing of the Issuer's initial public offering.
Documents
Issuer
AIRGAIN INC
CIK 0001272842
Entity typeoperating
Related Parties
1- filerCIK 0001272842
Filing Metadata
- Form type
- 4
- Filed
- Aug 18, 8:00 PM ET
- Accepted
- Aug 19, 8:31 AM ET
- Size
- 31.4 KB