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4//SEC Filing

Sagent Pharmaceuticals, Inc. 4

Accession 0000899243-16-028302

CIK 0001369786operating

Filed

Aug 30, 8:00 PM ET

Accepted

Aug 31, 6:21 PM ET

Size

19.1 KB

Accession

0000899243-16-028302

Insider Transaction Report

Form 4
Period: 2016-08-29
Transactions
  • Disposition to Issuer

    Common Stock

    2016-08-29$21.75/sh2,283$49,6552,041 total
  • Disposition from Tender

    Common Stock

    2016-08-29$21.75/sh2,041$44,3920 total
  • Disposition to Issuer

    Restricted Stock Units

    2016-08-29$21.75/sh691$15,0290 total
    Common Stock (691 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2016-08-29$21.75/sh592$12,8760 total
    Common Stock (592 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2016-08-29$21.75/sh8,556$186,0930 total
    Common Stock (8,556 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2016-08-29$21.75/sh1,381$30,0370 total
    Common Stock (1,381 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2016-08-29$21.75/sh1,860$40,4550 total
    Common Stock (1,860 underlying)
Footnotes (9)
  • [F1]Pursuant to the Agreement and Plan of Merger by and among Nichi-Iko Pharmaceutical Co. Ltd., Shepard Vision, Inc. and Sagent Pharmaceuticals, Inc. (the "Merger Agreement"), these shares were canceled and converted into the right to receive $21.75 per share in cash, without interest, less any applicable withholding taxes (the "Consideration").
  • [F2]Pursuant to the Merger Agreement, these shares were disposed of in a cash tender offer by Shepard Vision, Inc. to acquire common stock of Sagent Pharmaceuticals, Inc. in exchange for the Consideration.
  • [F3]Each restricted stock unit represents a contingent right to receive one share of SGNT common stock.
  • [F4]The restricted stock units provided for vesting on February 22, 2017.
  • [F5]Each restricted stock unit was disposed pursuant to the Merger Agreement whereby each such restricted stock unit was cancelled and converted into the right to receive the Consideration.
  • [F6]The restricted stock units provided for vesting in four equal annual installments beginning on April 9, 2016.
  • [F7]The restricted stock units provided for vesting in four equal annual installments beginning on February 25, 2016.
  • [F8]The restricted stock units provided for vesting in four equal annual installments beginning on February 18, 2015.
  • [F9]The restricted stock units provided for vesting in four equal annual installments beginning on July 10, 2014.

Issuer

Sagent Pharmaceuticals, Inc.

CIK 0001369786

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001369786

Filing Metadata

Form type
4
Filed
Aug 30, 8:00 PM ET
Accepted
Aug 31, 6:21 PM ET
Size
19.1 KB