Home/Filings/4/0000899243-16-028311
4//SEC Filing

Sagent Pharmaceuticals, Inc. 4

Accession 0000899243-16-028311

CIK 0001369786operating

Filed

Aug 30, 8:00 PM ET

Accepted

Aug 31, 6:24 PM ET

Size

27.6 KB

Accession

0000899243-16-028311

Insider Transaction Report

Form 4
Period: 2016-08-29
BULLOCK DONALD R
Executive V.P. Sales
Transactions
  • Disposition to Issuer

    Stock Option to Buy

    2016-08-29$1.59/sh3,546$5,6380 total
    Exercise: $20.16Exp: 2024-02-18Common Stock (3,546 underlying)
  • Disposition to Issuer

    Stock Option to Buy

    2016-08-29$10.15/sh5,103$51,7950 total
    Exercise: $11.60Exp: 2020-12-02Common Stock (5,103 underlying)
  • Disposition to Issuer

    Common Stock

    2016-08-29$21.75/sh8,073$175,5880 total
  • Disposition to Issuer

    Stock Option to Buy

    2016-08-29$6.73/sh10,608$71,3920 total
    Exercise: $15.02Exp: 2026-06-27Common Stock (10,608 underlying)
  • Disposition from Tender

    Common Stock

    2016-08-29$21.75/sh2,583$56,1808,073 total
  • Disposition to Issuer

    Stock Option to Buy

    2016-08-29$19.24/sh607$11,6790 total
    Exercise: $2.51Exp: 2017-08-10Common Stock (607 underlying)
  • Disposition to Issuer

    Stock Option to Buy

    2016-08-29$7.14/sh6,522$46,5670 total
    Exercise: $14.61Exp: 2026-02-22Common Stock (6,522 underlying)
  • Disposition to Issuer

    Stock Option to Buy

    2016-08-29$5.30/sh9,969$52,8360 total
    Exercise: $16.45Exp: 2023-02-21Common Stock (9,969 underlying)
  • Disposition to Issuer

    Stock Option to Buy

    2016-08-29$17.44/sh5,103$88,9960 total
    Exercise: $4.31Exp: 2019-12-11Common Stock (5,103 underlying)
  • Disposition to Issuer

    Stock Option to Buy

    2016-08-29$17.52/sh6,870$120,3620 total
    Exercise: $4.23Exp: 2018-08-15Common Stock (6,870 underlying)
Footnotes (10)
  • [F1]Pursuant to the Agreement and Plan of Merger by and among Nichi-Iko Pharmaceutical Co. Ltd., Shepard Vision, Inc. and Sagent Pharmaceuticals, Inc. (the "Merger Agreement"), these shares were disposed of in a cash tender offer by Shepard Vision, Inc. to acquire common stock of Sagent Pharmaceuticals, Inc. in exchange for $21.75 per share in cash, without interest, less any applicable withholding taxes (the "Consideration").
  • [F10]Represents the disposition of options, which provided for vesting in four equal installments beginning August 10, 2008. The options were cancelled pursuant to the Merger Agreement in exchange for a cash payment of $19.24 per share subject to the option. This per share price represents the difference between the applicable exercise price of the option and the Consideration.
  • [F2]Pursuant to the Merger Agreement, these restricted shares were canceled and converted into the right to receive the Consideration.
  • [F3]Represents the disposition of options, which provided for vesting in four equal installments beginning June 27, 2017. The options were cancelled pursuant to the Merger Agreement in exchange for a cash payment of $6.73 per share subject to the option. This per share price represents the difference between the applicable exercise price of the option and the Consideration.
  • [F4]Represents the disposition of options, which provided for vesting in four equal installments beginning February 22, 2017. The options were cancelled pursuant to the Merger Agreement in exchange for a cash payment of $7.14 per share subject to the option. This per share price represents the difference between the applicable exercise price of the option and the Consideration.
  • [F5]Represents the disposition of options, which provided for vesting in four equal installments beginning February 18, 2015. The options were cancelled pursuant to the Merger Agreement in exchange for a cash payment of $1.59 per share subject to the option. This per share price represents the difference between the applicable exercise price of the option and the Consideration.
  • [F6]Represents the disposition of options, which provided for vesting in four equal installments beginning February 21, 2014. The options were cancelled pursuant to the Merger Agreement in exchange for a cash payment of $5.30 per share subject to the option. This per share price represents the difference between the applicable exercise price of the option and the Consideration.
  • [F7]Represents the disposition of options, which provided for vesting in four equal installments beginning December 2, 2011. The options were cancelled pursuant to the Merger Agreement in exchange for a cash payment of $10.15 per share subject to the option. This per share price represents the difference between the applicable exercise price of the option and the Consideration.
  • [F8]Represents the disposition of options, which provided for vesting in four equal installments beginning December 11, 2010. The options were cancelled pursuant to the Merger Agreement in exchange for a cash payment of $17.44 per share subject to the option. This per share price represents the difference between the applicable exercise price of the option and the Consideration.
  • [F9]Represents fully vested performance options. The options were cancelled pursuant to the Merger Agreement in exchange for a cash payment of $17.52 per share subject to the option. This per share price represents the difference between the applicable exercise price of the option and the Consideration.

Issuer

Sagent Pharmaceuticals, Inc.

CIK 0001369786

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001369786

Filing Metadata

Form type
4
Filed
Aug 30, 8:00 PM ET
Accepted
Aug 31, 6:24 PM ET
Size
27.6 KB