|4Aug 31, 6:24 PM ET

Sagent Pharmaceuticals, Inc. 4

4 · Sagent Pharmaceuticals, Inc. · Filed Aug 31, 2016

Insider Transaction Report

Form 4
Period: 2016-08-29
BULLOCK DONALD R
Executive V.P. Sales
Transactions
  • Disposition to Issuer

    Stock Option to Buy

    2016-08-29$1.59/sh3,546$5,6380 total
    Exercise: $20.16Exp: 2024-02-18Common Stock (3,546 underlying)
  • Disposition to Issuer

    Stock Option to Buy

    2016-08-29$10.15/sh5,103$51,7950 total
    Exercise: $11.60Exp: 2020-12-02Common Stock (5,103 underlying)
  • Disposition to Issuer

    Common Stock

    2016-08-29$21.75/sh8,073$175,5880 total
  • Disposition to Issuer

    Stock Option to Buy

    2016-08-29$6.73/sh10,608$71,3920 total
    Exercise: $15.02Exp: 2026-06-27Common Stock (10,608 underlying)
  • Disposition from Tender

    Common Stock

    2016-08-29$21.75/sh2,583$56,1808,073 total
  • Disposition to Issuer

    Stock Option to Buy

    2016-08-29$19.24/sh607$11,6790 total
    Exercise: $2.51Exp: 2017-08-10Common Stock (607 underlying)
  • Disposition to Issuer

    Stock Option to Buy

    2016-08-29$7.14/sh6,522$46,5670 total
    Exercise: $14.61Exp: 2026-02-22Common Stock (6,522 underlying)
  • Disposition to Issuer

    Stock Option to Buy

    2016-08-29$5.30/sh9,969$52,8360 total
    Exercise: $16.45Exp: 2023-02-21Common Stock (9,969 underlying)
  • Disposition to Issuer

    Stock Option to Buy

    2016-08-29$17.44/sh5,103$88,9960 total
    Exercise: $4.31Exp: 2019-12-11Common Stock (5,103 underlying)
  • Disposition to Issuer

    Stock Option to Buy

    2016-08-29$17.52/sh6,870$120,3620 total
    Exercise: $4.23Exp: 2018-08-15Common Stock (6,870 underlying)
Footnotes (10)
  • [F1]Pursuant to the Agreement and Plan of Merger by and among Nichi-Iko Pharmaceutical Co. Ltd., Shepard Vision, Inc. and Sagent Pharmaceuticals, Inc. (the "Merger Agreement"), these shares were disposed of in a cash tender offer by Shepard Vision, Inc. to acquire common stock of Sagent Pharmaceuticals, Inc. in exchange for $21.75 per share in cash, without interest, less any applicable withholding taxes (the "Consideration").
  • [F10]Represents the disposition of options, which provided for vesting in four equal installments beginning August 10, 2008. The options were cancelled pursuant to the Merger Agreement in exchange for a cash payment of $19.24 per share subject to the option. This per share price represents the difference between the applicable exercise price of the option and the Consideration.
  • [F2]Pursuant to the Merger Agreement, these restricted shares were canceled and converted into the right to receive the Consideration.
  • [F3]Represents the disposition of options, which provided for vesting in four equal installments beginning June 27, 2017. The options were cancelled pursuant to the Merger Agreement in exchange for a cash payment of $6.73 per share subject to the option. This per share price represents the difference between the applicable exercise price of the option and the Consideration.
  • [F4]Represents the disposition of options, which provided for vesting in four equal installments beginning February 22, 2017. The options were cancelled pursuant to the Merger Agreement in exchange for a cash payment of $7.14 per share subject to the option. This per share price represents the difference between the applicable exercise price of the option and the Consideration.
  • [F5]Represents the disposition of options, which provided for vesting in four equal installments beginning February 18, 2015. The options were cancelled pursuant to the Merger Agreement in exchange for a cash payment of $1.59 per share subject to the option. This per share price represents the difference between the applicable exercise price of the option and the Consideration.
  • [F6]Represents the disposition of options, which provided for vesting in four equal installments beginning February 21, 2014. The options were cancelled pursuant to the Merger Agreement in exchange for a cash payment of $5.30 per share subject to the option. This per share price represents the difference between the applicable exercise price of the option and the Consideration.
  • [F7]Represents the disposition of options, which provided for vesting in four equal installments beginning December 2, 2011. The options were cancelled pursuant to the Merger Agreement in exchange for a cash payment of $10.15 per share subject to the option. This per share price represents the difference between the applicable exercise price of the option and the Consideration.
  • [F8]Represents the disposition of options, which provided for vesting in four equal installments beginning December 11, 2010. The options were cancelled pursuant to the Merger Agreement in exchange for a cash payment of $17.44 per share subject to the option. This per share price represents the difference between the applicable exercise price of the option and the Consideration.
  • [F9]Represents fully vested performance options. The options were cancelled pursuant to the Merger Agreement in exchange for a cash payment of $17.52 per share subject to the option. This per share price represents the difference between the applicable exercise price of the option and the Consideration.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION