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4//SEC Filing

Sagent Pharmaceuticals, Inc. 4

Accession 0000899243-16-028315

CIK 0001369786operating

Filed

Aug 30, 8:00 PM ET

Accepted

Aug 31, 6:25 PM ET

Size

19.1 KB

Accession

0000899243-16-028315

Insider Transaction Report

Form 4
Period: 2016-08-29
Jonathon M Singer
Chief Financial Officer
Transactions
  • Disposition from Tender

    Common Stock

    2016-08-29$21.75/sh7,857$170,89027,206 total
  • Disposition to Issuer

    Common Stock

    2016-08-29$21.75/sh27,206$591,7310 total
  • Disposition to Issuer

    Common Stock

    2016-08-29$21.75/sh3,665$79,71435,063 total
  • Disposition to Issuer

    Stock Option to Buy

    2016-08-29$7.14/sh34,783$248,3510 total
    Exercise: $14.61Exp: 2026-02-22Common Stock (34,783 underlying)
  • Disposition to Issuer

    Stock Option to Buy

    2016-08-29$1.59/sh10,638$16,9140 total
    Exercise: $20.16Exp: 2024-02-18Common Stock (10,638 underlying)
  • Disposition to Issuer

    Stock Option to Buy

    2016-08-29$1.65/sh55,000$90,7500 total
    Exercise: $20.10Exp: 2021-09-19Common Stock (55,000 underlying)
  • Disposition to Issuer

    Stock Option to Buy

    2016-08-29$5.30/sh12,067$63,9550 total
    Exercise: $16.45Exp: 2023-02-21Common Stock (12,067 underlying)
Footnotes (7)
  • [F1]Pursuant to the Agreement and Plan of Merger by and among Nichi-Iko Pharmaceutical Co. Ltd., Shepard Vision, Inc. and Sagent Pharmaceuticals, Inc. (the "Merger Agreement"), these shares were canceled and converted into the right to receive $21.75 per share in cash, without interest, less any applicable withholding taxes (the "Consideration").
  • [F2]Pursuant to the Merger Agreement, these shares were disposed of in a cash tender offer by Shepard Vision, Inc. to acquire common stock of Sagent Pharmaceuticals, Inc. in exchange for the Consideration.
  • [F3]Pursuant to the Merger Agreement, these restricted shares were canceled and converted into the right to receive the Consideration.
  • [F4]Represents the disposition of options, which provided for vesting in four equal installments beginning February 22, 2017. The options were cancelled pursuant to the Merger Agreement in exchange for a cash payment of $7.14 per share subject to the option. This per share price represents the difference between the applicable exercise price of the option and the Consideration.
  • [F5]Represents the disposition of options, which provided for vesting in four equal installments beginning February 18, 2015. The options were cancelled pursuant to the Merger Agreement in exchange for a cash payment of $1.59 per share subject to the option. This per share price represents the difference between the applicable exercise price of the option and the Consideration.
  • [F6]Represents the disposition of options, which provided for vesting in four equal installments beginning February 21, 2014. The options were cancelled pursuant to the Merger Agreement in exchange for a cash payment of $5.30 per share subject to the option. This per share price represents the difference between the applicable exercise price of the option and the Consideration.
  • [F7]Represents the disposition of options, which provided for vesting in four equal installments beginning September 19, 2012. The options were cancelled pursuant to the Merger Agreement in exchange for a cash payment of $1.65 per share subject to the option. This per share price represents the difference between the applicable exercise price of the option and the Consideration.

Issuer

Sagent Pharmaceuticals, Inc.

CIK 0001369786

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001369786

Filing Metadata

Form type
4
Filed
Aug 30, 8:00 PM ET
Accepted
Aug 31, 6:25 PM ET
Size
19.1 KB