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4//SEC Filing

Diamond Resorts International, Inc. 4

Accession 0000899243-16-028425

CIK 0001566897operating

Filed

Sep 1, 8:00 PM ET

Accepted

Sep 2, 1:05 PM ET

Size

9.4 KB

Accession

0000899243-16-028425

Insider Transaction Report

Form 4
Period: 2016-09-02
BERKMAN DAVID J
DirectorOther
Transactions
  • Disposition from Tender

    Common Stock

    2016-09-02$30.25/sh43,324$1,310,55123,543 total
  • Disposition from Tender

    Common Stock

    2016-09-02$30.25/sh60,000$1,815,0000 total(indirect: See footnote)
  • Disposition to Issuer

    Common Stock

    2016-09-02$30.25/sh23,543$712,1760 total
Footnotes (4)
  • [F1]Includes an aggregate of 10,768 shares of common stock of Diamond Resorts International, Inc. (the "Company") that were each converted, at the effective time of the merger contemplated by the Agreement and Plan of Merger, dated as of June 29, 2016, by and among Dakota Parent, Inc., Dakota Merger Sub, Inc., and the Company (the "Effective Time"), into the right to receive an amount in cash equal to the $30.25 consideration payable in the merger for each share of the Company's common stock (the "merger consideration"), without interest and less any applicable withholding tax.
  • [F2]Includes an aggregate of 1,304 shares of restricted stock of the Company that were each converted, promptly after the Effective Time, into the right to receive an amount in cash equal to the merger consideration, without interest and less any applicable withholding tax.
  • [F3]Includes an aggregate of 11,471 restricted stock units of the Company that were each canceled at the Effective Time and converted into the right to receive an amount in cash equal to the merger consideration, without interest and less any applicable withholding tax promptly after the Effective Time.
  • [F4]Directly by The 2006 Berkman Trust for David J. Berkman Family (the "Berkman Trust") and indirectly by David J. Berkman as co-trustee of the Berkman Trust. Mr. Berkman disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.

Issuer

Diamond Resorts International, Inc.

CIK 0001566897

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001566897

Filing Metadata

Form type
4
Filed
Sep 1, 8:00 PM ET
Accepted
Sep 2, 1:05 PM ET
Size
9.4 KB