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4//SEC Filing

Prothena Corp plc 4

Accession 0000899243-16-028470

$PRTACIK 0001559053operating

Filed

Sep 1, 8:00 PM ET

Accepted

Sep 2, 4:05 PM ET

Size

9.9 KB

Accession

0000899243-16-028470

Insider Transaction Report

Form 4
Period: 2016-09-01
HOMAN ARTHUR W
Chief Legal Officer
Transactions
  • Exercise/Conversion

    Ordinary Shares, par value $0.01 per share

    2016-09-01$22.14/sh+3,125$69,1883,125 total
  • Sale

    Ordinary Shares, par value $0.01 per share

    2016-09-01$52.16/sh3,125$162,9910 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2016-09-013,12578,125 total
    Exercise: $22.14Exp: 2024-05-01Ordinary Shares (3,125 underlying)
Holdings
  • Ordinary Shares, par value $0.01 per share

    (indirect: By Trust)
    2,000
Footnotes (3)
  • [F1]The sale reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.
  • [F2]The shares are held by the Homan Family Trust, dated 9/21/2001, of which the Reporting Person is a trustee.
  • [F3]The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on April 30, 2015 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.

Issuer

Prothena Corp plc

CIK 0001559053

Entity typeoperating
IncorporatedIreland

Related Parties

1
  • filerCIK 0001559053

Filing Metadata

Form type
4
Filed
Sep 1, 8:00 PM ET
Accepted
Sep 2, 4:05 PM ET
Size
9.9 KB