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4//SEC Filing

Dell Technologies Inc 4

Accession 0000899243-16-028768

$DELLCIK 0001571996operating
View on SEC.govCompany Profile

Filed

Sep 8, 8:00 PM ET

Accepted

Sep 9, 5:37 PM ET

Size

56.5 KB

Accession

0000899243-16-028768

Insider Transaction Report

Form 4
Period: 2016-09-07
Dell Technologies IncDVMT
Durban Egon
Director
Transactions
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−28,669,091→ 0 total(indirect: Held through Silver Lake Partners IV, L.P.)
  • Award

    Class B Common Stock

    2016-09-07+28,669,091→ 28,669,091 total(indirect: Held through Silver Lake Partners IV, L.P.)
    → Class C Common Stock (28,669,091 underlying)
  • Award

    Class B Common Stock

    2016-09-07+25,454,545→ 25,454,545 total(indirect: Held through SLP Denali Co-Invest, L.P.)
    → Class C Common Stock (25,454,545 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+16,892,356$464,539,790→ 59,317,156 total(indirect: Held through Silver Lake Partners III, L.P.)
    → Class C Common Stock (16,892,356 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+167,956$4,618,790→ 589,774 total(indirect: Held through Silver Lake Technology Investors IV, L.P.)
    → Class C Common Stock (167,956 underlying)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−42,424,800→ 0 total(indirect: Held through Silver Lake Partners III, L.P.)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−1,211,564→ 0 total(indirect: Held through Silver Lake Technology Investors III, L.P.)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−421,818→ 0 total(indirect: Held through Silver Lake Technology Investors IV, L.P.)
  • Award

    Class B Common Stock

    2016-09-07+42,424,800→ 42,424,800 total(indirect: Held through Silver Lake Partners III, L.P.)
    → Class C Common Stock (42,424,800 underlying)
  • Award

    Class B Common Stock

    2016-09-07+1,211,564→ 1,211,564 total(indirect: Held through Silver Lake Technology Investors III, L.P.)
    → Class C Common Stock (1,211,564 underlying)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−25,454,545→ 0 total(indirect: Held through SLP Denali Co-Invest, L.P.)
  • Award

    Class B Common Stock

    2016-09-07+421,818→ 421,818 total(indirect: Held through Silver Lake Technology Investors IV, L.P.)
    → Class C Common Stock (421,818 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+11,415,222$313,918,605→ 40,084,313 total(indirect: Held through Silver Lake Partners IV, L.P.)
    → Class C Common Stock (11,415,222 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+482,410$13,266,275→ 1,693,974 total(indirect: Held through Silver Lake Technology Investors III, L.P.)
    → Class C Common Stock (482,410 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+9,847,096$270,795,140→ 35,301,641 total(indirect: Held through SLP Denali Co-Invest, L.P.)
    → Class C Common Stock (9,847,096 underlying)
SLTA IV (GP), L.L.C.
Director10% Owner
Transactions
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−42,424,800→ 0 total(indirect: Held through Silver Lake Partners III, L.P.)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−25,454,545→ 0 total(indirect: Held through SLP Denali Co-Invest, L.P.)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−1,211,564→ 0 total(indirect: Held through Silver Lake Technology Investors III, L.P.)
  • Award

    Class B Common Stock

    2016-09-07+42,424,800→ 42,424,800 total(indirect: Held through Silver Lake Partners III, L.P.)
    → Class C Common Stock (42,424,800 underlying)
  • Award

    Class B Common Stock

    2016-09-07+28,669,091→ 28,669,091 total(indirect: Held through Silver Lake Partners IV, L.P.)
    → Class C Common Stock (28,669,091 underlying)
  • Award

    Class B Common Stock

    2016-09-07+25,454,545→ 25,454,545 total(indirect: Held through SLP Denali Co-Invest, L.P.)
    → Class C Common Stock (25,454,545 underlying)
  • Award

    Class B Common Stock

    2016-09-07+421,818→ 421,818 total(indirect: Held through Silver Lake Technology Investors IV, L.P.)
    → Class C Common Stock (421,818 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+11,415,222$313,918,605→ 40,084,313 total(indirect: Held through Silver Lake Partners IV, L.P.)
    → Class C Common Stock (11,415,222 underlying)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−28,669,091→ 0 total(indirect: Held through Silver Lake Partners IV, L.P.)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−421,818→ 0 total(indirect: Held through Silver Lake Technology Investors IV, L.P.)
  • Award

    Class B Common Stock

    2016-09-07+1,211,564→ 1,211,564 total(indirect: Held through Silver Lake Technology Investors III, L.P.)
    → Class C Common Stock (1,211,564 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+16,892,356$464,539,790→ 59,317,156 total(indirect: Held through Silver Lake Partners III, L.P.)
    → Class C Common Stock (16,892,356 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+167,956$4,618,790→ 589,774 total(indirect: Held through Silver Lake Technology Investors IV, L.P.)
    → Class C Common Stock (167,956 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+9,847,096$270,795,140→ 35,301,641 total(indirect: Held through SLP Denali Co-Invest, L.P.)
    → Class C Common Stock (9,847,096 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+482,410$13,266,275→ 1,693,974 total(indirect: Held through Silver Lake Technology Investors III, L.P.)
    → Class C Common Stock (482,410 underlying)
Silver Lake Group, L.L.C.
Director10% Owner
Transactions
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−42,424,800→ 0 total(indirect: Held through Silver Lake Partners III, L.P.)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−1,211,564→ 0 total(indirect: Held through Silver Lake Technology Investors III, L.P.)
  • Award

    Class B Common Stock

    2016-09-07+25,454,545→ 25,454,545 total(indirect: Held through SLP Denali Co-Invest, L.P.)
    → Class C Common Stock (25,454,545 underlying)
  • Award

    Class B Common Stock

    2016-09-07+42,424,800→ 42,424,800 total(indirect: Held through Silver Lake Partners III, L.P.)
    → Class C Common Stock (42,424,800 underlying)
  • Award

    Class B Common Stock

    2016-09-07+28,669,091→ 28,669,091 total(indirect: Held through Silver Lake Partners IV, L.P.)
    → Class C Common Stock (28,669,091 underlying)
  • Award

    Class B Common Stock

    2016-09-07+421,818→ 421,818 total(indirect: Held through Silver Lake Technology Investors IV, L.P.)
    → Class C Common Stock (421,818 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+9,847,096$270,795,140→ 35,301,641 total(indirect: Held through SLP Denali Co-Invest, L.P.)
    → Class C Common Stock (9,847,096 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+167,956$4,618,790→ 589,774 total(indirect: Held through Silver Lake Technology Investors IV, L.P.)
    → Class C Common Stock (167,956 underlying)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−421,818→ 0 total(indirect: Held through Silver Lake Technology Investors IV, L.P.)
  • Award

    Class B Common Stock

    2016-09-07+1,211,564→ 1,211,564 total(indirect: Held through Silver Lake Technology Investors III, L.P.)
    → Class C Common Stock (1,211,564 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+11,415,222$313,918,605→ 40,084,313 total(indirect: Held through Silver Lake Partners IV, L.P.)
    → Class C Common Stock (11,415,222 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+482,410$13,266,275→ 1,693,974 total(indirect: Held through Silver Lake Technology Investors III, L.P.)
    → Class C Common Stock (482,410 underlying)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−28,669,091→ 0 total(indirect: Held through Silver Lake Partners IV, L.P.)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−25,454,545→ 0 total(indirect: Held through SLP Denali Co-Invest, L.P.)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+16,892,356$464,539,790→ 59,317,156 total(indirect: Held through Silver Lake Partners III, L.P.)
    → Class C Common Stock (16,892,356 underlying)
Silver Lake Technology Associates IV, L.P.
Director10% Owner
Transactions
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−28,669,091→ 0 total(indirect: Held through Silver Lake Partners IV, L.P.)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−25,454,545→ 0 total(indirect: Held through SLP Denali Co-Invest, L.P.)
  • Award

    Class B Common Stock

    2016-09-07+42,424,800→ 42,424,800 total(indirect: Held through Silver Lake Partners III, L.P.)
    → Class C Common Stock (42,424,800 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+16,892,356$464,539,790→ 59,317,156 total(indirect: Held through Silver Lake Partners III, L.P.)
    → Class C Common Stock (16,892,356 underlying)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−42,424,800→ 0 total(indirect: Held through Silver Lake Partners III, L.P.)
  • Award

    Class B Common Stock

    2016-09-07+28,669,091→ 28,669,091 total(indirect: Held through Silver Lake Partners IV, L.P.)
    → Class C Common Stock (28,669,091 underlying)
  • Award

    Class B Common Stock

    2016-09-07+1,211,564→ 1,211,564 total(indirect: Held through Silver Lake Technology Investors III, L.P.)
    → Class C Common Stock (1,211,564 underlying)
  • Award

    Class B Common Stock

    2016-09-07+421,818→ 421,818 total(indirect: Held through Silver Lake Technology Investors IV, L.P.)
    → Class C Common Stock (421,818 underlying)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−421,818→ 0 total(indirect: Held through Silver Lake Technology Investors IV, L.P.)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+9,847,096$270,795,140→ 35,301,641 total(indirect: Held through SLP Denali Co-Invest, L.P.)
    → Class C Common Stock (9,847,096 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+482,410$13,266,275→ 1,693,974 total(indirect: Held through Silver Lake Technology Investors III, L.P.)
    → Class C Common Stock (482,410 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+167,956$4,618,790→ 589,774 total(indirect: Held through Silver Lake Technology Investors IV, L.P.)
    → Class C Common Stock (167,956 underlying)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−1,211,564→ 0 total(indirect: Held through Silver Lake Technology Investors III, L.P.)
  • Award

    Class B Common Stock

    2016-09-07+25,454,545→ 25,454,545 total(indirect: Held through SLP Denali Co-Invest, L.P.)
    → Class C Common Stock (25,454,545 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+11,415,222$313,918,605→ 40,084,313 total(indirect: Held through Silver Lake Partners IV, L.P.)
    → Class C Common Stock (11,415,222 underlying)
Silver Lake Partners III LP
Director
Transactions
  • Award

    Class B Common Stock

    2016-09-07+42,424,800→ 42,424,800 total(indirect: Held through Silver Lake Partners III, L.P.)
    → Class C Common Stock (42,424,800 underlying)
  • Award

    Class B Common Stock

    2016-09-07+1,211,564→ 1,211,564 total(indirect: Held through Silver Lake Technology Investors III, L.P.)
    → Class C Common Stock (1,211,564 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+16,892,356$464,539,790→ 59,317,156 total(indirect: Held through Silver Lake Partners III, L.P.)
    → Class C Common Stock (16,892,356 underlying)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−42,424,800→ 0 total(indirect: Held through Silver Lake Partners III, L.P.)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−28,669,091→ 0 total(indirect: Held through Silver Lake Partners IV, L.P.)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−1,211,564→ 0 total(indirect: Held through Silver Lake Technology Investors III, L.P.)
  • Award

    Class B Common Stock

    2016-09-07+25,454,545→ 25,454,545 total(indirect: Held through SLP Denali Co-Invest, L.P.)
    → Class C Common Stock (25,454,545 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+11,415,222$313,918,605→ 40,084,313 total(indirect: Held through Silver Lake Partners IV, L.P.)
    → Class C Common Stock (11,415,222 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+482,410$13,266,275→ 1,693,974 total(indirect: Held through Silver Lake Technology Investors III, L.P.)
    → Class C Common Stock (482,410 underlying)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−25,454,545→ 0 total(indirect: Held through SLP Denali Co-Invest, L.P.)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+9,847,096$270,795,140→ 35,301,641 total(indirect: Held through SLP Denali Co-Invest, L.P.)
    → Class C Common Stock (9,847,096 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+167,956$4,618,790→ 589,774 total(indirect: Held through Silver Lake Technology Investors IV, L.P.)
    → Class C Common Stock (167,956 underlying)
  • Award

    Class B Common Stock

    2016-09-07+421,818→ 421,818 total(indirect: Held through Silver Lake Technology Investors IV, L.P.)
    → Class C Common Stock (421,818 underlying)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−421,818→ 0 total(indirect: Held through Silver Lake Technology Investors IV, L.P.)
  • Award

    Class B Common Stock

    2016-09-07+28,669,091→ 28,669,091 total(indirect: Held through Silver Lake Partners IV, L.P.)
    → Class C Common Stock (28,669,091 underlying)
Silver Lake Technology Associates III, L.P.
Director
Transactions
  • Award

    Class B Common Stock

    2016-09-07+421,818→ 421,818 total(indirect: Held through Silver Lake Technology Investors IV, L.P.)
    → Class C Common Stock (421,818 underlying)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−42,424,800→ 0 total(indirect: Held through Silver Lake Partners III, L.P.)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−1,211,564→ 0 total(indirect: Held through Silver Lake Technology Investors III, L.P.)
  • Award

    Class B Common Stock

    2016-09-07+28,669,091→ 28,669,091 total(indirect: Held through Silver Lake Partners IV, L.P.)
    → Class C Common Stock (28,669,091 underlying)
  • Award

    Class B Common Stock

    2016-09-07+25,454,545→ 25,454,545 total(indirect: Held through SLP Denali Co-Invest, L.P.)
    → Class C Common Stock (25,454,545 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+167,956$4,618,790→ 589,774 total(indirect: Held through Silver Lake Technology Investors IV, L.P.)
    → Class C Common Stock (167,956 underlying)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−28,669,091→ 0 total(indirect: Held through Silver Lake Partners IV, L.P.)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−25,454,545→ 0 total(indirect: Held through SLP Denali Co-Invest, L.P.)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−421,818→ 0 total(indirect: Held through Silver Lake Technology Investors IV, L.P.)
  • Award

    Class B Common Stock

    2016-09-07+1,211,564→ 1,211,564 total(indirect: Held through Silver Lake Technology Investors III, L.P.)
    → Class C Common Stock (1,211,564 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+11,415,222$313,918,605→ 40,084,313 total(indirect: Held through Silver Lake Partners IV, L.P.)
    → Class C Common Stock (11,415,222 underlying)
  • Award

    Class B Common Stock

    2016-09-07+42,424,800→ 42,424,800 total(indirect: Held through Silver Lake Partners III, L.P.)
    → Class C Common Stock (42,424,800 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+16,892,356$464,539,790→ 59,317,156 total(indirect: Held through Silver Lake Partners III, L.P.)
    → Class C Common Stock (16,892,356 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+9,847,096$270,795,140→ 35,301,641 total(indirect: Held through SLP Denali Co-Invest, L.P.)
    → Class C Common Stock (9,847,096 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+482,410$13,266,275→ 1,693,974 total(indirect: Held through Silver Lake Technology Investors III, L.P.)
    → Class C Common Stock (482,410 underlying)
SLTA III (GP), L.L.C.
Director
Transactions
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−25,454,545→ 0 total(indirect: Held through SLP Denali Co-Invest, L.P.)
  • Award

    Class B Common Stock

    2016-09-07+25,454,545→ 25,454,545 total(indirect: Held through SLP Denali Co-Invest, L.P.)
    → Class C Common Stock (25,454,545 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+16,892,356$464,539,790→ 59,317,156 total(indirect: Held through Silver Lake Partners III, L.P.)
    → Class C Common Stock (16,892,356 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+482,410$13,266,275→ 1,693,974 total(indirect: Held through Silver Lake Technology Investors III, L.P.)
    → Class C Common Stock (482,410 underlying)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−28,669,091→ 0 total(indirect: Held through Silver Lake Partners IV, L.P.)
  • Award

    Class B Common Stock

    2016-09-07+42,424,800→ 42,424,800 total(indirect: Held through Silver Lake Partners III, L.P.)
    → Class C Common Stock (42,424,800 underlying)
  • Award

    Class B Common Stock

    2016-09-07+421,818→ 421,818 total(indirect: Held through Silver Lake Technology Investors IV, L.P.)
    → Class C Common Stock (421,818 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+11,415,222$313,918,605→ 40,084,313 total(indirect: Held through Silver Lake Partners IV, L.P.)
    → Class C Common Stock (11,415,222 underlying)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−42,424,800→ 0 total(indirect: Held through Silver Lake Partners III, L.P.)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−1,211,564→ 0 total(indirect: Held through Silver Lake Technology Investors III, L.P.)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−421,818→ 0 total(indirect: Held through Silver Lake Technology Investors IV, L.P.)
  • Award

    Class B Common Stock

    2016-09-07+28,669,091→ 28,669,091 total(indirect: Held through Silver Lake Partners IV, L.P.)
    → Class C Common Stock (28,669,091 underlying)
  • Award

    Class B Common Stock

    2016-09-07+1,211,564→ 1,211,564 total(indirect: Held through Silver Lake Technology Investors III, L.P.)
    → Class C Common Stock (1,211,564 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+9,847,096$270,795,140→ 35,301,641 total(indirect: Held through SLP Denali Co-Invest, L.P.)
    → Class C Common Stock (9,847,096 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+167,956$4,618,790→ 589,774 total(indirect: Held through Silver Lake Technology Investors IV, L.P.)
    → Class C Common Stock (167,956 underlying)
Silver Lake Partners IV, L.P.
Director10% Owner
Transactions
  • Award

    Class B Common Stock

    2016-09-07+1,211,564→ 1,211,564 total(indirect: Held through Silver Lake Technology Investors III, L.P.)
    → Class C Common Stock (1,211,564 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+16,892,356$464,539,790→ 59,317,156 total(indirect: Held through Silver Lake Partners III, L.P.)
    → Class C Common Stock (16,892,356 underlying)
  • Award

    Class B Common Stock

    2016-09-07+25,454,545→ 25,454,545 total(indirect: Held through SLP Denali Co-Invest, L.P.)
    → Class C Common Stock (25,454,545 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+9,847,096$270,795,140→ 35,301,641 total(indirect: Held through SLP Denali Co-Invest, L.P.)
    → Class C Common Stock (9,847,096 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+167,956$4,618,790→ 589,774 total(indirect: Held through Silver Lake Technology Investors IV, L.P.)
    → Class C Common Stock (167,956 underlying)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−25,454,545→ 0 total(indirect: Held through SLP Denali Co-Invest, L.P.)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−1,211,564→ 0 total(indirect: Held through Silver Lake Technology Investors III, L.P.)
  • Award

    Class B Common Stock

    2016-09-07+42,424,800→ 42,424,800 total(indirect: Held through Silver Lake Partners III, L.P.)
    → Class C Common Stock (42,424,800 underlying)
  • Award

    Class B Common Stock

    2016-09-07+421,818→ 421,818 total(indirect: Held through Silver Lake Technology Investors IV, L.P.)
    → Class C Common Stock (421,818 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+11,415,222$313,918,605→ 40,084,313 total(indirect: Held through Silver Lake Partners IV, L.P.)
    → Class C Common Stock (11,415,222 underlying)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−42,424,800→ 0 total(indirect: Held through Silver Lake Partners III, L.P.)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−421,818→ 0 total(indirect: Held through Silver Lake Technology Investors IV, L.P.)
  • Award

    Class B Common Stock

    2016-09-07+28,669,091→ 28,669,091 total(indirect: Held through Silver Lake Partners IV, L.P.)
    → Class C Common Stock (28,669,091 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+482,410$13,266,275→ 1,693,974 total(indirect: Held through Silver Lake Technology Investors III, L.P.)
    → Class C Common Stock (482,410 underlying)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−28,669,091→ 0 total(indirect: Held through Silver Lake Partners IV, L.P.)
Silver Lake Technology Investors III, L.P.
Director
Transactions
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−25,454,545→ 0 total(indirect: Held through SLP Denali Co-Invest, L.P.)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−1,211,564→ 0 total(indirect: Held through Silver Lake Technology Investors III, L.P.)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−42,424,800→ 0 total(indirect: Held through Silver Lake Partners III, L.P.)
  • Award

    Class B Common Stock

    2016-09-07+42,424,800→ 42,424,800 total(indirect: Held through Silver Lake Partners III, L.P.)
    → Class C Common Stock (42,424,800 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+16,892,356$464,539,790→ 59,317,156 total(indirect: Held through Silver Lake Partners III, L.P.)
    → Class C Common Stock (16,892,356 underlying)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−28,669,091→ 0 total(indirect: Held through Silver Lake Partners IV, L.P.)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−421,818→ 0 total(indirect: Held through Silver Lake Technology Investors IV, L.P.)
  • Award

    Class B Common Stock

    2016-09-07+1,211,564→ 1,211,564 total(indirect: Held through Silver Lake Technology Investors III, L.P.)
    → Class C Common Stock (1,211,564 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+167,956$4,618,790→ 589,774 total(indirect: Held through Silver Lake Technology Investors IV, L.P.)
    → Class C Common Stock (167,956 underlying)
  • Award

    Class B Common Stock

    2016-09-07+28,669,091→ 28,669,091 total(indirect: Held through Silver Lake Partners IV, L.P.)
    → Class C Common Stock (28,669,091 underlying)
  • Award

    Class B Common Stock

    2016-09-07+25,454,545→ 25,454,545 total(indirect: Held through SLP Denali Co-Invest, L.P.)
    → Class C Common Stock (25,454,545 underlying)
  • Award

    Class B Common Stock

    2016-09-07+421,818→ 421,818 total(indirect: Held through Silver Lake Technology Investors IV, L.P.)
    → Class C Common Stock (421,818 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+11,415,222$313,918,605→ 40,084,313 total(indirect: Held through Silver Lake Partners IV, L.P.)
    → Class C Common Stock (11,415,222 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+482,410$13,266,275→ 1,693,974 total(indirect: Held through Silver Lake Technology Investors III, L.P.)
    → Class C Common Stock (482,410 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+9,847,096$270,795,140→ 35,301,641 total(indirect: Held through SLP Denali Co-Invest, L.P.)
    → Class C Common Stock (9,847,096 underlying)
Silver Lake Technology Investors IV, L.P.
Director10% Owner
Transactions
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−42,424,800→ 0 total(indirect: Held through Silver Lake Partners III, L.P.)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−28,669,091→ 0 total(indirect: Held through Silver Lake Partners IV, L.P.)
  • Award

    Class B Common Stock

    2016-09-07+421,818→ 421,818 total(indirect: Held through Silver Lake Technology Investors IV, L.P.)
    → Class C Common Stock (421,818 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+16,892,356$464,539,790→ 59,317,156 total(indirect: Held through Silver Lake Partners III, L.P.)
    → Class C Common Stock (16,892,356 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+9,847,096$270,795,140→ 35,301,641 total(indirect: Held through SLP Denali Co-Invest, L.P.)
    → Class C Common Stock (9,847,096 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+482,410$13,266,275→ 1,693,974 total(indirect: Held through Silver Lake Technology Investors III, L.P.)
    → Class C Common Stock (482,410 underlying)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−25,454,545→ 0 total(indirect: Held through SLP Denali Co-Invest, L.P.)
  • Award

    Class B Common Stock

    2016-09-07+42,424,800→ 42,424,800 total(indirect: Held through Silver Lake Partners III, L.P.)
    → Class C Common Stock (42,424,800 underlying)
  • Award

    Class B Common Stock

    2016-09-07+25,454,545→ 25,454,545 total(indirect: Held through SLP Denali Co-Invest, L.P.)
    → Class C Common Stock (25,454,545 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+11,415,222$313,918,605→ 40,084,313 total(indirect: Held through Silver Lake Partners IV, L.P.)
    → Class C Common Stock (11,415,222 underlying)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−1,211,564→ 0 total(indirect: Held through Silver Lake Technology Investors III, L.P.)
  • Disposition to Issuer

    Series B Common Stock

    2016-09-07−421,818→ 0 total(indirect: Held through Silver Lake Technology Investors IV, L.P.)
  • Award

    Class B Common Stock

    2016-09-07+28,669,091→ 28,669,091 total(indirect: Held through Silver Lake Partners IV, L.P.)
    → Class C Common Stock (28,669,091 underlying)
  • Award

    Class B Common Stock

    2016-09-07+1,211,564→ 1,211,564 total(indirect: Held through Silver Lake Technology Investors III, L.P.)
    → Class C Common Stock (1,211,564 underlying)
  • Award

    Class B Common Stock

    2016-09-07$27.50/sh+167,956$4,618,790→ 589,774 total(indirect: Held through Silver Lake Technology Investors IV, L.P.)
    → Class C Common Stock (167,956 underlying)
Footnotes (9)
  • [F1]Pursuant to a reclassification exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rules 16b-3 and 16b-7 promulgated thereunder, each share of Series B Common Stock, par value $0.01 per share, was automatically reclassified into one share of Class B Common Stock, par value $0.01 per share upon the filing and effectiveness of the Fourth Amended and Restated Certificate of Incorporation of Dell Technologies Inc. (the "Issuer").
  • [F2]These securities are directly held by Silver Lake Partners III, L.P. ("SLP III"). The general partner of SLP III is Silver Lake Technology Associates III, L.P. ("SLTA III"), and the general partner of SLTA III is SLTA III (GP), L.L.C. ("SLTA III GP").
  • [F3]These securities are directly held by Silver Lake Partners IV, L.P. ("SLP IV"). The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV"), and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP").
  • [F4]These securities are directly held by SLP Denali Co-Invest, L.P. ("SLP Denali"). The general partner of SLP Denali is SLP Denali Co-Invest GP, L.L.C. ("SLP Denali GP"). The managing member of SLP Denali GP is SLTA III, and the general partner of SLTA III is SLTA III GP.
  • [F5]These securities are directly held by Silver Lake Technology Investors III, L.P. ("SLTI III"). The general partner of SLTI III is SLTA III, and the general partner of SLTA III is SLTA III GP.
  • [F6]These securities are directly held by Silver Lake Technology Investors IV, L.P. ("SLTI IV"). The general partner of SLTI IV is SLTA IV, and the general partner of SLTA IV is SLTA IV GP.
  • [F7]Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA III GP and SLTA IV GP. Egon Durban, who serves as a director of the Issuer, also serves as a Managing Director of SLG and as a member of the investment committees of SLTA III GP and SLTA IV GP. Each of SLP III, SLTI III, SLTA III, SLTA III GP, SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed a director by deputization of the Issuer. This filing shall not be deemed an admission that any of them is a director by deputization nor that the Reporting Persons are otherwise subject to Section 16 of the Exchange Act or, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
  • [F8]Each share of Class B Common Stock is convertible into one share of Class C Common Stock at any time, at the election of the holder, and has no expiration date.
  • [F9]Represents shares of Class B Common Stock purchased from the Issuer in connection with the Issuer's acquisition of EMC Corporation.

Documents

1 file

Issuer

Dell Technologies Inc

CIK 0001571996

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001571996

Filing Metadata

Form type
4
Filed
Sep 8, 8:00 PM ET
Accepted
Sep 9, 5:37 PM ET
Size
56.5 KB
View on SEC.gov