Novan, Inc.·4

Sep 28, 6:27 PM ET

Novan, Inc. 4

4 · Novan, Inc. · Filed Sep 28, 2016

Insider Transaction Report

Form 4
Period: 2016-09-26
Transactions
  • Conversion

    Common Stock

    2016-09-26+274,875274,875 total(indirect: By Trust)
  • Conversion

    Series 3 Preferred Stock

    2016-09-2634,3590 total
    Common Stock (34,359 underlying)
  • Conversion

    Series 3 Preferred Stock

    2016-09-26274,8750 total(indirect: By Trust)
    Common Stock (274,875 underlying)
  • Conversion

    Mezzanine A Stock

    2016-09-2644,9760 total
    Common Stock (44,976 underlying)
  • Conversion

    Series 4 Preferred Stock

    2016-09-26152,7780 total
    Common Stock (152,778 underlying)
  • Conversion

    Mezzanine B Stock

    2016-09-269,4550 total
    Common Stock (9,455 underlying)
  • Conversion

    Common Stock

    2016-09-26+241,568241,568 total
Footnotes (1)
  • [F1]The preferred stock automatically converted into common stock on a 1-to-1 basis upon the closing of the Issuer's initial public offering.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION