4//SEC Filing
Invuity, Inc. 4
Accession 0000899243-16-031483
CIK 0001393020operating
Filed
Oct 6, 8:00 PM ET
Accepted
Oct 7, 6:01 PM ET
Size
10.6 KB
Accession
0000899243-16-031483
Insider Transaction Report
Form 4
Invuity, Inc.IVTY
SAWYER PHILIP M
DirectorPresident and CEO
Transactions
- Sale
Common Stock
2016-10-06$13.01/sh−900$11,713→ 0 total - Exercise/Conversion
Employee Stock Option (right to buy)
2016-10-06−900→ 77,584 totalExercise: $1.29Exp: 2020-11-17→ Common Stock (900 underlying) - Exercise/Conversion
Common Stock
2016-10-06$1.29/sh+900$1,166→ 900 total
Holdings
- 216,600(indirect: See footnote)
Common Stock
Footnotes (5)
- [F1]The option shares were exercised pursuant to the Rule 10b5-1 trading plan entered into by the Reporting Person on November 30, 2015 (the "Trading Plan").
- [F2]The shares were sold pursuant to the Trading Plan.
- [F3]This transaction was executed in multiple trades at prices ranging from $13.00 to $13.06. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]The shares are held by Helix Founders Fund, L.P. ("HFF"). HFF GP, LLC is the General Partner of HFF, and Helix Ventures, LLC ("Helix Ventures") is the management company of HFF. The Reporting Person is a General Partner of Helix Ventures and disclaims beneficial ownership of shares held by HFF, except to the extent of his pecuniary interest therein.
- [F5]The Reporting Person exercised 900 shares of the option originally for 114,360 shares and which option vested as to one-fourth of the shares on February 22, 2011 and as to one forty-eighth of the shares each month thereafter.
Documents
Issuer
Invuity, Inc.
CIK 0001393020
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0001393020
Filing Metadata
- Form type
- 4
- Filed
- Oct 6, 8:00 PM ET
- Accepted
- Oct 7, 6:01 PM ET
- Size
- 10.6 KB