Hortonworks, Inc. 4
4 · Hortonworks, Inc. · Filed Oct 20, 2016
Insider Transaction Report
Form 4
Pavlik Greg
VP, Engineering
Transactions
- Sale
Common Stock
2016-10-18$6.81/sh−18,663$127,095→ 361,078 total - Sale
Common Stock
2016-10-19$6.96/sh−15,656$108,966→ 133,367 total(indirect: By Trust)
Footnotes (3)
- [F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 13, 2016.
- [F2]Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $6.50 to $6.895 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.
- [F3]Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $6.81 to $7.06 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.