Home/Filings/4/0000899243-16-032180
4//SEC Filing

BARRACUDA NETWORKS INC 4

Accession 0000899243-16-032180

CIK 0001348334operating

Filed

Oct 20, 8:00 PM ET

Accepted

Oct 21, 6:42 PM ET

Size

15.8 KB

Accession

0000899243-16-032180

Insider Transaction Report

Form 4
Period: 2016-10-19
Transactions
  • Other

    Common Stock

    2016-10-191,161,2652,408,965 total(indirect: See footnotes)
  • Other

    Common Stock

    2016-10-19+66,7502,487,577 total(indirect: See footnotes)
  • Other

    Common Stock

    2016-10-195,71811,862 total(indirect: See footnotes)
Transactions
  • Other

    Common Stock

    2016-10-19+66,7502,487,577 total(indirect: See footnotes)
  • Other

    Common Stock

    2016-10-191,161,2652,408,965 total(indirect: See footnotes)
  • Other

    Common Stock

    2016-10-195,71811,862 total(indirect: See footnotes)
Transactions
  • Other

    Common Stock

    2016-10-191,161,2652,408,965 total(indirect: See footnotes)
  • Other

    Common Stock

    2016-10-195,71811,862 total(indirect: See footnotes)
  • Other

    Common Stock

    2016-10-19+66,7502,487,577 total(indirect: See footnotes)
Footnotes (7)
  • [F1]These securities are directly held by Francisco Partners, L.P. ("FP I").
  • [F2]These securities are directly held by Francisco Partners Fund A, L.P. ("FPFA").
  • [F3]In connection with the transactions described in footnote 4 herein, FPFA's pro rata distribution of Common Stock (as defined herein) included the disposition of Common Stock to Francisco Partners GP, LLC ("FP GP LLC" and collectively with FP I and FPFA, "Francisco Partners"). These securities include Common Stock directly held and beneficially owned by FP GP LLC.
  • [F4]On October 19, 2016, each of FP I and FPFA made pro rata distributions of common stock of Barracuda Networks, Inc., par value $0.001 per share ("Common Stock"), without any additional consideration, to their respective limited and general partners. The general partner of each of FP I and FPFA is FP GP LLC.
  • [F5]The managers of FP GP LLC are Messrs. Benjamin H. Ball, Dipanjan Deb, Neil M. Garfinkel, Keith Geeslin and David R. Golob and the investment committee of FP GP LLC consists of Messrs. Dipanjan Deb, Keith Geeslin, David R. Golob and Ezra Perlman (collectively, the "FP Managers").
  • [F6]Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
  • [F7]Each of such Francisco Partners entities and the FP Managers may be deemed to beneficially own the Common Stock beneficially owned by FP III and FPPF III directly or indirectly controlled by it, but each (other than FP I, FPFA and FP GP LLC to the extent of their direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Following the transactions described herein, the Francisco Partners entities hold less than 10% of the Issuer's outstanding Common Stock, based on 52,303,252 shares outstanding as disclosed in the Issuer's Quarterly Report on Form 10-Q for the quarter ended August 31, 2016, filed with the Commission on October 11, 2016.

Issuer

BARRACUDA NETWORKS INC

CIK 0001348334

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001348334

Filing Metadata

Form type
4
Filed
Oct 20, 8:00 PM ET
Accepted
Oct 21, 6:42 PM ET
Size
15.8 KB