4//SEC Filing
CommunityOne Bancorp 4
Accession 0000899243-16-032424
CIK 0000764811operating
Filed
Oct 27, 8:00 PM ET
Accepted
Oct 28, 4:06 PM ET
Size
21.7 KB
Accession
0000899243-16-032424
Insider Transaction Report
Form 4
Transactions
- Other
Common Stock, no par value per share
2016-10-26−5,772,376→ 0 total(indirect: See footnote)
Transactions
- Other
Common Stock, no par value per share
2016-10-26−5,772,376→ 0 total(indirect: See footnote)
Transactions
- Other
Common Stock, no par value per share
2016-10-26−5,772,376→ 0 total(indirect: See footnote)
Carlyle Group L.P.
10% Owner
Transactions
- Other
Common Stock, no par value per share
2016-10-26−5,772,376→ 0 total(indirect: See footnote)
Carlyle Holdings II GP L.L.C.
10% Owner
Transactions
- Other
Common Stock, no par value per share
2016-10-26−5,772,376→ 0 total(indirect: See footnote)
Carlyle Holdings II L.P.
10% Owner
Transactions
- Other
Common Stock, no par value per share
2016-10-26−5,772,376→ 0 total(indirect: See footnote)
TCG Financial Services, L.P.
10% Owner
Transactions
- Other
Common Stock, no par value per share
2016-10-26−5,772,376→ 0 total(indirect: See footnote)
Carlyle Group Management L.L.C.
10% Owner
Transactions
- Other
Common Stock, no par value per share
2016-10-26−5,772,376→ 0 total(indirect: See footnote)
Carlyle Financial Services, Ltd.
10% Owner
Transactions
- Other
Common Stock, no par value per share
2016-10-26−5,772,376→ 0 total(indirect: See footnote)
Footnotes (2)
- [F1]On October 26, 2016 (the "Closing Date"), pursuant to that Agreement and Plan of Merger, dated as of November 22, 2015 (the "Merger Agreement"), by and between Capital Bank Financial Corp. ("Capital Bank") and CommunityOne Bancorp ("COB"), each share of common stock of COB issued and outstanding immediately prior to the Closing Date (other than Exception Shares (as defined in the Merger Agreement)) was converted into the right to receive, at the election of the holder but subject to proration, either (i) $14.25 in cash without interest, or (ii) 0.4300 shares of Class A Common Stock of Capital Bank (subject to the payment of cash in lieu of fractional shares). In accordance with the proration procedures set forth in the Merger Agreement, Carlyle Financial Services Harbor, L.P. received $23,775,053.67 in cash without interest and 1,764,699 shares of Class A Common Stock of Capital Bank for the shares of common stock of COB held by it on the Closing Date.
- [F2]Carlyle Financial Services Harbor, L.P. was the record holder of the shares reported herein. Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the managing member of Carlyle Holdings II GP L.L.C., which is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole shareholder of Carlyle Financial Services, Ltd., which is the general partner of TCG Financial Services, L.P., which is the general partner of Carlyle Financial Services Harbor, L.P. Each of such reporting persons expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.
Documents
Issuer
CommunityOne Bancorp
CIK 0000764811
Entity typeoperating
IncorporatedNC
Related Parties
1- filerCIK 0000764811
Filing Metadata
- Form type
- 4
- Filed
- Oct 27, 8:00 PM ET
- Accepted
- Oct 28, 4:06 PM ET
- Size
- 21.7 KB