Rubicon Technology, Inc. 4
4 · Rubicon Technology, Inc. · Filed Nov 3, 2016
Insider Transaction Report
Form 4
Graffy Mardel A
VP - Financial Operations
Transactions
- Exercise/Conversion
Restricted Stock Units
2016-11-01−2,990→ 2,990 total→ Common Stock (2,990 underlying) - Exercise/Conversion
Common Stock
2016-11-01+4,145→ 7,573 total - Tax Payment
Common Stock
2016-11-01$0.60/sh−1,510$906→ 6,063 total - Exercise/Conversion
Restricted Stock Units
2016-11-01−1,155→ 1,155 total→ Common Stock (1,155 underlying)
Holdings
- 2,100(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Restricted stock units convert into common stock on a one for one basis.
- [F2]On November 1, 2014, the reporting person was granted 8,971 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.
- [F3]On November 1, 2013, the reporting person was granted 4,621 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.