4//SEC Filing
Prothena Corp plc 4
Accession 0000899243-16-033198
$PRTACIK 0001559053operating
Filed
Nov 9, 7:00 PM ET
Accepted
Nov 10, 5:13 PM ET
Size
10.4 KB
Accession
0000899243-16-033198
Insider Transaction Report
Form 4
HOMAN ARTHUR W
Chief Legal Officer
Transactions
- Exercise/Conversion
Stock Option (right to buy)
2016-11-09−3,125→ 75,000 totalExercise: $22.14Exp: 2024-05-01→ Ordinary Shares (3,125 underlying) - Exercise/Conversion
Ordinary Shares, par value $0.01 per share
2016-11-09$22.14/sh+3,125$69,188→ 3,125 total - Sale
Ordinary Shares, par value $0.01 per share
2016-11-09$52.19/sh−3,125$163,082→ 0 total
Holdings
- 2,000(indirect: By Trust)
Ordinary Shares, par value $0.01 per share
Footnotes (4)
- [F1]The sale reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.
- [F2]The transaction was executed in multiple trades in prices ranging from $52.15 to $52.47, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- [F3]The shares are held by the Homan Family Trust, dated 9/21/2001, of which the Reporting Person is a trustee.
- [F4]The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on April 30, 2015 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.
Documents
Issuer
Prothena Corp plc
CIK 0001559053
Entity typeoperating
IncorporatedIreland
Related Parties
1- filerCIK 0001559053
Filing Metadata
- Form type
- 4
- Filed
- Nov 9, 7:00 PM ET
- Accepted
- Nov 10, 5:13 PM ET
- Size
- 10.4 KB